Julian Irwin Stoopler
Professional Summary
Julian Irwin Stoopler is a registered financial advisor currently at NEWBRIDGE SECURITIES CORPORATION located in Boca Raton, Florida. Julian is registered as a RR (Registered Representative) and started their career in finance in 1969. Julian has worked at 14 firms and has passed the Series 63, SIE, Series 7, PC, Series 1 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
57 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
LUDWIG INVESTMENTS, INC. | NEWBRIDGE SECURITIES CORPORATION | NEWBRIDGE SECURITIES CORP.
Contact Information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432Mailing Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432Phone Number
(954) 334-3450Established
Virginia since 12/17/1997Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | — |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / CCO | 4050312 |
Disclosures
Regulatory Event
33Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/17/2021)
(6/16/2021)
(6/14/2021)
(6/16/2021)
(6/16/2021)
(6/21/2021)
(6/17/2021)
(6/16/2021)
(6/16/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Sep 1977Series 1 — Registered Representative Examination
Passed Oct 1969Series 00 — General Securities Principal Examination
Passed Nov 1972SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Julian Irwin Stoopler's CRS (Customer Relationship Summary).
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