Thomas Joseph Casolaro
Professional Summary
Thomas Joseph Casolaro, who also goes by Thomas Joesph Casolaro, Tommy Casolaro, is a registered financial advisor currently at NEWBRIDGE SECURITIES CORPORATION located in Boca Raton, Florida. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1988. Thomas has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 22TO, Series 52TO, Series 6TO, Series 82TO, SIE, Series 7, Series 39, Series 26, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Joesph Casolaro, Tommy Casolaro
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
LUDWIG INVESTMENTS, INC. | NEWBRIDGE SECURITIES CORPORATION | NEWBRIDGE SECURITIES CORP.
Contact Information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432Mailing Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432Phone Number
(954) 334-3450Established
Virginia since 12/17/1997Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | — |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / CCO | 4050312 |
Disclosures
Regulatory Event
33Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/29/2016)
(2/13/2004)
(4/19/2004)
(1/6/2016)
(2/24/2004)
(3/1/2004)
(3/5/2004)
(3/18/2019)
(1/6/2016)
(3/14/2016)
(2/13/2004)
(10/25/2006)
(3/15/2016)
(2/13/2004)
(2/13/2004)
(7/27/2007)
(3/2/2016)
(3/2/2016)
(1/6/2016)
(3/7/2016)
(5/28/2014)
(1/6/2016)
(2/9/2009)
(1/23/2007)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22TO — Direct Participation Programs Representative Examination
Passed Jan 2023About the Series 22TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 39 — Direct Participation Programs Principal Examination
Passed Jan 2023About the Series 39 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2023About the Series 26 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Casolaro's CRS (Customer Relationship Summary).
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