Jeffrey A. Kulik
Professional summary
Jeffrey Alan Kulik, who also goes by Jeff Alan Kulik, Jeff Kulik, Jeffrey Kulik, is a registered financial professional currently at INDEPENDENT FINANCIAL GROUP, LLC located in San Diego, California.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2001. Jeffrey has worked at 20 firms and has passed the Series 63, Series 66, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Alan Kulik's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2025 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 12671 High Bluff Dr Ste 200, San Diego, CA 92130April 12, 2024 - June 2, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
April 12, 2024 - June 2, 2025
SORRENTO PACIFIC FINANCIAL, LLC
April 12, 2024 - June 2, 2025
SCF SECURITIES, INC.
April 12, 2024 - June 2, 2025
NEXT FINANCIAL GROUP, INC.
April 12, 2024 - June 2, 2025
GROVE POINT INVESTMENTS, LLC
April 12, 2024 - June 2, 2025
CADARET, GRANT & CO., INC.
April 11, 2024 - June 2, 2025
CUSO FINANCIAL SERVICES, L.P.
October 3, 2023 - January 5, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 25, 2018 - January 28, 2021
TD AMERITRADE CLEARING, INC.
January 3, 2017 - March 23, 2022
TD AMERITRADE, INC.
November 1, 2010 - November 2, 2011
LPL FINANCIAL LLC
October 29, 2010 - November 2, 2011
LPL FINANCIAL LLC
November 12, 2009 - October 18, 2010
GIRARD SECURITIES, INC.
August 1, 2008 - August 5, 2009
MISCHLER FINANCIAL GROUP, INC.
July 10, 2008 - July 30, 2008
QUEST CAPITAL STRATEGIES, INC.
January 4, 2006 - August 9, 2006
INTERACTIVE BROKERS CORP.
May 12, 2005 - January 24, 2006
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
April 19, 2005 - November 7, 2005
ASSOCIATED SECURITIES CORP.
May 8, 2003 - March 1, 2005
GIRARD SECURITIES, INC.
January 28, 2002 - November 19, 2002
RUMSON CAPITAL, LLC
April 4, 2001 - August 8, 2001
ACCELERATED CAPITAL GROUP
Primary Firm SEC Registration
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717 / SEC#: 801-62667, 8-22870
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2025)
Exams
Series 55
Date: 4/25/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717 / SEC#: 801-62667, 8-22870
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 54,951 |
| AUM (Assets Under Management) | $ 12,925,435,801 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
