Craig L. Elliott
Professional summary
Craig Larned Elliott, who also goes by Craig L Elliott, Craig Larned Elliott, Craig Elliott, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Owings Mills, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Craig has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Craig Larned Elliott's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2018 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
Office #1: 4525 Painters Mill Road, Owings Mills, MD 21117April 5, 2018 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117March 13, 2015 - March 16, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 13, 2015 - March 16, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 22, 2013 - February 3, 2015
MORGAN STANLEY
August 16, 2013 - February 3, 2015
MORGAN STANLEY
January 7, 2010 - November 9, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 2002 - January 25, 2008
DEUTSCHE BANK SECURITIES INC.
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2018)
(4/11/2018)
(4/13/2018)
(4/10/2018)
(4/5/2018)
(4/13/2018)
(4/16/2018)
(4/12/2018)
(4/12/2018)
(4/11/2018)
(4/11/2018)
(4/10/2018)
(4/10/2018)
(4/11/2018)
(4/11/2018)
(4/11/2018)
(4/17/2018)
(4/11/2018)
(4/11/2018)
(4/11/2018)
(4/5/2018)
(4/9/2018)
(4/11/2018)
(4/12/2018)
(4/12/2018)
(4/11/2018)
(5/1/2018)
(4/30/2018)
(5/9/2018)
(4/19/2018)
(5/15/2018)
(4/12/2018)
(4/11/2018)
(4/11/2018)
(4/11/2018)
(4/11/2018)
(4/10/2018)
(4/10/2018)
(5/10/2018)
(4/11/2018)
(4/12/2018)
(4/13/2018)
(4/10/2018)
(4/11/2018)
(4/11/2018)
(4/11/2018)
(4/11/2018)
(4/11/2018)
(4/16/2018)
(4/10/2018)
(4/18/2018)
(4/20/2018)
(4/11/2018)
(4/11/2018)
Exams
Series 55
Date: 3/12/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
