Craig Elliott
Professional summary
Craig Elliott, who also goes by Craig L Elliott, Craig Elliott, Craig Larned Elliott, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Millersville, Maryland and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Craig has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Craig Elliott's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2026 - Present
EMPOWER ADVISORY GROUP, LLC
June 10, 2026 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111April 5, 2018 - June 4, 2026
T. ROWE PRICE ADVISORY SERVICES, INC.
April 5, 2018 - June 4, 2026
T. ROWE PRICE INVESTMENT SERVICES, INC.
March 13, 2015 - March 16, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 13, 2015 - March 16, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 22, 2013 - February 3, 2015
MORGAN STANLEY
August 16, 2013 - February 3, 2015
MORGAN STANLEY
January 7, 2010 - November 9, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 2002 - January 25, 2008
DEUTSCHE BANK SECURITIES INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2026)
(6/15/2026)
Exams
Series 55
Date: 3/12/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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