Shawn Terry Barberis | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shawn Terry Barberis was a registered financial professional .

Shawn is a previously registered financial professional and started their career in finance in 2001. Shawn had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 22, 2020 - December 31, 2021

CONSOLIDATED PORTFOLIO REVIEW CORP

RIA

CRD#: 112694

BALTIMORE, MD

Past

March 15, 2019 - December 31, 2021

VANDERBILT SECURITIES, LLC

BD

CRD#: 5953

WOODBURY, NY

Past

August 14, 2012 - October 22, 2018

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

BALTIMORE, MD

Past

August 13, 2012 - October 22, 2018

VALMARK SECURITIES, INC.

BD

CRD#: 31243

Baltimore, MD

Past

July 19, 2010 - March 13, 2019

ASPIDA 360, INC.

RIA

CRD#: 154153

BALTIMORE, MD

Past

February 21, 2006 - October 28, 2010

INDEPENDENT ADVISERS GROUP CORP

RIA

CRD#: 106684

COLUMBIA, MD

Past

August 19, 2004 - October 19, 2010

OSAIC FS, INC.

RIA

CRD#: 3870

BALTIMORE, MD

Past

January 14, 2003 - August 21, 2012

OSAIC FS, INC.

BD

CRD#: 3870

BALTIMORE, MD

Past

July 9, 2001 - January 2, 2003

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

COLUMBIA, MD

Past

April 23, 2001 - January 2, 2003

EQUITABLE ADVISORS, LLC

BD

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CP

CONSOLIDATED PORTFOLIO REVIEW CORP

CRD#: 112694 / SEC#: 801-38795

RIA

Registered Investment Advisory firm - (12/2/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 5/17/2001

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 4/20/2001

General Securities Representative Examination

Current Firm

CP

CONSOLIDATED PORTFOLIO REVIEW CORP

CRD#: 112694 / SEC#: 801-38795

RIA

Registered Investment Advisory firm - (12/2/1991 Approved)

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Contact information

Main Address

125 Froehlich Farm Blvd., Woodbury, NY 11797

Mailing Address

Phone number

(631) 845-5100

Established

Firm type

Fiscal year end

# of Employees

44

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONSOLIDATED PORTFOLIO REVIEW ADV PART 2A - MARCH 2025 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	4,821
AUM (Assets Under Management)	$ 1,294,955,167

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shawn T. Barberis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VANDERBILT SECURITIES, LLC

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

ASPIDA 360, INC.

INDEPENDENT ADVISERS GROUP CORP

OSAIC FS, INC.

OSAIC FS, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CONSOLIDATED PORTFOLIO REVIEW CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 5/17/2001

SIE

Date: 10/1/2018

Series 7

Date: 4/20/2001

Current Firm

CONSOLIDATED PORTFOLIO REVIEW CORP

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONSOLIDATED PORTFOLIO REVIEW CORP

TRUST BUT VERIFY

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