Miriam G. Fernandes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Miriam G. Fernandes, who also goes by Miriam Goulart Fernandes, Miriam S Weissman, Miriam Semple Weissman, Miriam Semple Weissman, was a registered financial professional .
Miriam is a previously registered financial professional and started their career in finance in 2002. Miriam had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2018 - February 21, 2019
BRADESCO INVESTMENTS INC.
September 16, 2011 - August 3, 2012
IDB CAPITAL CORP.
April 16, 2010 - August 19, 2011
STANCHART SECURITIES INTERNATIONAL, INC.
January 25, 2008 - September 2, 2008
UBS INTERNATIONAL INC.
February 9, 2005 - September 8, 2006
HSBC SECURITIES (USA) INC.
December 12, 2003 - September 20, 2004
FLAGSTAR ADVISORS
November 17, 2003 - September 20, 2004
FLAGSTAR ADVISORS
March 12, 2003 - April 3, 2003
CITICORP INVESTMENT SERVICES
January 1, 2002 - March 20, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRADESCO INVESTMENTS INC.
CRD#: 19453 / SEC#: , 8-37483
Contact information
FINRA licenses (25 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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