TA
Thomas H. Armstrong
CETERA INVESTMENT ADVISERS LLC
GERMANTOWN, TN 38138
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CRD#: 4374336
TA
Professional summary
Thomas Hugh Armstrong SR, CFP®, who also goes by Thomas Hugh Armstrong, Tommy Armstrong, Travis Armstrong, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Germantown, Tennessee and CETERA WEALTH SERVICES, LLC located in Germantown, Tennessee.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Thomas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Hugh Armstrong | Tommy Armstrong | Travis Armstrong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. T. ARMSTRONG CPA POSITION: Owner NATURE: Accountant/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2015 ADDRESS: , Collierville TN , United States DESCRIPTION: Owner 2. SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2019 ADDRESS: 2176 West St, STE 100, Germantown TN 38138, United States DESCRIPTION: Fixed Insurance Sales; 3. NAME OF OTHER BUSINESS: SHEA CROSSING HOMEOWNERS' ASSOCIATION, INVESTMENT RELATED: NO, ADDRESS: 3400 PLAYERS CLUB PARKWAY, MEMPHIS, TN, 38125, NATURE OF BUSINESS: HOA, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ADVISE AND CONSENT AS A BOARD MEMBER REGARDING MANAGEMENT COMPANY'S HANDLING OF FUNDS AND INTERACTION WITH THE BOARD TO RECOMMEND AND MAKE DECISIONS; 4. NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2015; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Hugh Armstrong SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2176 West St Ste 100, Germantown, TN 38138RIA
CRD#: 105644
GERMANTOWN, TN
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2176 West Street Suite 100, Germantown, TN 38138BD
CRD#: 13572
Germantown, TN
Past
September 11, 2015 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
GERMANTOWN, TN
Past
August 6, 2015 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
GERMANTOWN, TN
Past
April 9, 2001 - August 4, 2015
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
COLLIERVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(1/22/2024)
RR
Iowa(9/16/2024)
RR
Maryland(1/27/2025)
RR
Mississippi(8/10/2023)
RR
New Hampshire(4/26/2024)
RR
North Carolina(8/10/2023)
RR
South Carolina(1/4/2024)
RR
South Dakota(4/24/2024)
RR
Tennessee(8/10/2023)
IAR
Tennessee(8/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Germantown, TN 38138TRUST BUT VERIFY
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