Alexander Goldstein
Professional summary
Alexander Goldstein was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alexander is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Alexander had worked at 3 firms, which includes GENESIS SECURITIES LLC, SAN FRANCISCO SECURITIES INC., ON-SITE TRADING INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2005 - March 3, 2008
GENESIS SECURITIES, LLC
July 22, 2002 - March 7, 2003
SAN FRANCISCO SECURITIES, INC.
March 28, 2001 - October 22, 2001
ON-SITE TRADING, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GENESIS SECURITIES, LLC
CRD#: 46992 / SEC#: , 8-51614
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
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