JH
Joseph T. Hudson
CETERA INVESTMENT ADVISERS LLC
CAPE CORAL, FL 33914
Some features on this profile are disabled
CRD#: 4373895
JH
Professional summary
Joseph Tucker Hudson, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cape Coral, Florida and CETERA ADVISORS LLC located in Tampa, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JOSEPH HUDSON, INC.; INV-RELATED; 6740 SPIRIT LAKE DR. #201, INDIANAPOLIS, IN 46220; FINANCIAL PLANNING; EMPLOYEE; 9/2010; 60 HRS/WEEK; ESTATE/FINANCIAL PLANNING 2. REAL ESTATE; NOT INV-RELATED; 5347 N. COLLEGE #314; REAL ESTATE PROPERTY; SOLE PROPRIETOR; 4/2011; 1 HR/MONTH; PURCHASED INVESTMENT PROPERTY 3. ONE RESOURCE GROUP INDEPENDENT CONTRACTOR 160 HOURS PER MONTH 08/17/2012 4. INSURANCE INDEPENDENT CONTRACTOR 160 HOURS PER MONTH 08/17/2012 5. NAME OF OTHER BUSINESS: ARTISTRY WEALTH; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Tucker Hudson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5901 Tarpon Gardens Circle, Cape Coral, FL 33914Office #2: 500 East Ohio Street Suite 200, Indianapolis, IN 46204RIA
CRD#: 105644
CAPE CORAL, FL
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 800 S. Dakota Avenue #321, Tampa, FL 33606Office #2: 9265 Counselors Row Suite 120, Indianapolis, IN 46240BD
CRD#: 10299
Tampa, FL
Past
October 24, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
INDIANAPOLIS, IN
Past
October 24, 2012 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
INDIANAPOLIS, IN
Past
August 14, 2012 - October 24, 2012
OGILVIE SECURITY ADVISORS CORPORATION
RIA
CRD#: 10105
INDIANAPOLIS, IN
Past
September 4, 2008 - October 24, 2012
OGILVIE SECURITY ADVISORS CORPORATION
BD
CRD#: 10105
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/8/2022)
RR
Arizona(9/8/2022)
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
Connecticut(5/13/2024)
IAR
Florida(11/12/2020)
RR
Florida(9/8/2022)
RR
Georgia(9/8/2022)
RR
Hawaii(8/11/2023)
RR
Illinois(9/8/2022)
IAR
Indiana(11/12/2020)
RR
Indiana(9/8/2022)
RR
Iowa(9/8/2022)
RR
Kentucky(9/8/2022)
RR
Massachusetts(7/20/2023)
RR
Michigan(9/8/2022)
RR
Missouri(9/8/2022)
RR
Nebraska(2/28/2025)
RR
Nevada(9/8/2022)
RR
New Jersey(9/8/2022)
RR
New York(9/8/2022)
RR
North Carolina(9/8/2022)
RR
Ohio(9/8/2022)
RR
Oregon(9/8/2022)
RR
Pennsylvania(9/8/2022)
RR
Rhode Island(9/8/2023)
RR
South Carolina(9/8/2022)
IAR
Texas(11/12/2020)
RR
Texas(9/8/2022)
RR
Washington(9/8/2022)
RR
Wisconsin(9/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Cape Coral, FL 33914TRUST BUT VERIFY
Monitor Joseph Hudson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
