DC
David R. Colley
CRUX WEALTH ADVISORS
LONG BEACH, CA 90802
Some features on this profile are disabled
CRD#: 4373786
DC
Professional summary
David Ray Colley, who also goes by David Ray Colley, is a registered financial advisor currently at CRUX WEALTH ADVISORS located in Long Beach, California and ARETE WEALTH MANAGEMENT, LLC located in Greenwood Village, Colorado.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. David has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Ray Colley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Address: 3525 Lemon Avenue, Long Beach, CA, 90807, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 07/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sublease of (2)Name of Business: Address: 3444 E Anaheim St, Long Beach, CA, 90804, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/01/2001 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Meet with clients and reviews insurance solutions. Review quotes with clients. Prepare paperwork (3)Name of Business: BFAM, LLC Address: 3525 Lemon Ave., Long Beach, CA, 90807, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/15/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: formed to hold ownership in residential rental building. Sold building and LLC is now empty. (4) Crux Wealth Advisors, Investment Advisor Representative, COO, 100 hours per month during trading hours, Long Beach, CA. Start Date: 6/2024
CRS (Client Relationship Summary) - RIA
Click below to view David Ray Colley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2024 - Present
CRUX WEALTH ADVISORS
Office #1: 111 W. Ocean Blvd 4th Floor, Long Beach, CA, 90802RIA
CRD#: 330731
LONG BEACH, CA
Current
August 2, 2024 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 5619 Dtc Pkwy Suite 800, Greenwood Village, CO 80111Office #2: 111 W. Ocean Blvd 4th Floor, Long Beach, CA 90802BD
CRD#: 44856
Greenwood Village, CO
Past
January 22, 2020 - August 2, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Long Beach, CA
Past
January 17, 2020 - August 2, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Long Beach, CA
Past
June 13, 2001 - January 23, 2020
WADDELL & REED
RIA
CRD#: 866
SHERMAN OAKS, CA
Past
May 14, 2001 - January 23, 2020
WADDELL & REED
BD
CRD#: 866
SHERMAN OAKS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CRUX WEALTH ADVISORS
CRUX WEALTH ADVISORS | TRITON WEALTH ADVISORS, LLC. | TRITON WEALTH ADVISORS
CRD#: 330731 / SEC#: 801-130283
RIA
Registered Investment Advisory firm - (6/4/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/2/2024)
IAR
California(8/3/2024)
RR
Colorado(8/2/2024)
RR
Florida(12/23/2024)
RR
Georgia(8/2/2024)
RR
Illinois(8/2/2024)
RR
Kentucky(8/2/2024)
RR
Maryland(8/2/2024)
RR
Massachusetts(12/11/2024)
RR
North Carolina(8/16/2024)
RR
Ohio(3/10/2025)
RR
Oregon(8/2/2024)
RR
Pennsylvania(8/2/2024)
RR
South Carolina(8/2/2024)
RR
Texas(8/2/2024)
RR
Utah(8/2/2024)
RR
Virginia(8/2/2024)
RR
Washington(8/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CRUX WEALTH ADVISORS
CRUX WEALTH ADVISORS | TRITON WEALTH ADVISORS, LLC. | TRITON WEALTH ADVISORS
CRD#: 330731 / SEC#: 801-130283
RIA
Registered Investment Advisory firm - (6/4/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
111 W. Ocean Blvd 4th Floor, Long Beach, CA, 90802
Mailing Address
Phone number
(562) 735-3875
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,466 |
| AUM (Assets Under Management) | $ 410,242,734 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
