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Christine C Bailey

CRD# 4373756·Registered 2001 - 2022
Previously Registered: Being a previously registered professional could mean that Christine is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christine C Bailey, who also goes by Christine Corcoran Bailey, Christine Elizabeth Corcoran, was a registered financial advisor. Christine was a previously registered financial professional and started their career in finance 2001 - 2022. Christine had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christine Corcoran Bailey, Christine Elizabeth Corcoran

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

Past

GREAT POINT CAPITAL LLCPast·CRD# 114203
BD
Scotch Plains, NJ
October 12, 2021 - December 31, 2022
ABN AMRO SECURITIES (USA) LLCPast·CRD# 151796
BD
New York, NY
September 8, 2017 - July 30, 2019
CELADON FINANCIAL GROUP LLCPast·CRD# 36538
BD
Chatham, NJ
March 1, 2017 - August 24, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Short Hills, NJ
May 22, 2015 - September 1, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Short Hills, NJ
March 10, 2015 - September 1, 2016
GCFA SECURITIES, LLCPast·CRD# 155191
BD
New York, NY
January 10, 2012 - September 10, 2012
R.W.PRESSPRICH & CO.Past·CRD# 26460
BD
New York, NY
January 8, 2004 - October 17, 2011
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
St. Louis, MO
August 13, 2003 - January 23, 2004
DRESDNER KLEINWORT WASSERSTEIN, LLCPast·CRD# 22068
BD
New York, NY
May 21, 2001 - March 6, 2002

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Current Firm

GP
GREAT POINT CAPITAL LLC

GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC

CRD#: 114203 / SEC#: 8-53402
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Mailing Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Phone Number

(312) 356-4405

Established

Delaware since 08/17/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREAT POINT TRADING LLCMEMBER—
DEBELL, GLENN TOWNSENDCCO, SROP, AMLCO2407360
MENGIN, GABRIEL JPRESIDENT5067401
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event

13

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2014About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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