Trisha B. Hancock
Professional summary
Trisha Bell Hancock, who also goes by Trisha Ann Bell, Trisha Ann Hancock, is a registered financial professional currently at INVESCO DISTRIBUTORS, INC. located in Houston, Texas and INVESCO CAPITAL MARKETS, INC. located in Houston, Texas.
Trisha is registered as a RR (Registered Representative) and started their career in finance in 2006. Trisha has worked at 3 firms and has passed the Series 52TO, Series 79TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Trisha Bell Hancock's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2001 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 11 Greenway Plaza Suite 100, Houston, TX 77046June 9, 2010 - Present
INVESCO CAPITAL MARKETS, INC.
Office #1: 11 Greenway Plaza Suite 1000, Houston, TX 77046June 19, 2007 - December 7, 2007
FUND MANAGEMENT COMPANY
September 25, 2006 - November 20, 2006
FUND MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 9/23/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Investors' Exchange LLC
Current Firm
INVESCO CAPITAL MARKETS, INC.
CRD#: 6939 / SEC#: , 8-19412
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | OWNER | |
| GEYER, WILLIAM SENG | DIRECTOR AND CO-PRESIDENT | 2250035 |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARTIGAN, BRIAN CHRISTOPHER | DIRECTOR AND CO-PRESIDENT | 4227272 |
| SAUERBORN, THOMAS J | PRINCIPAL OPERATIONS OFFICER | 1554859 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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