MM
Mehrnaz B. Mendoza
TRANSAMERICA FINANCIAL ADVISORS
Alpharetta, GA 30005
Some features on this profile are disabled
CRD#: 4373534
MM
Professional summary
Mehrnaz Borna Mendoza, who also goes by Mehrnaz Borna, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Alpharetta, Georgia.
Mehrnaz is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Mehrnaz has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mehrnaz Borna
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Netlaw/ 0520-Present / Investment Related: No / 17130 Devonshire St. Suite 102 Northridge, CA 91325 / Referral Partner / Estate Planning Software / Hrs Work Monthly: 1 / Sec Trading Hrs: 0 / I would refer clients who are interested in estate planning to the Netlaw website so that clients can complete their estate planning documents. This is on a referral basis only, not something that I will actively pursue on a daily basis Health Insurance / 1003-PRsent / Investment Related: No / 4484 Murrieta Ave #6, Sherman Oaks, CA 91423 / Agent / health insurance / Hrs Work Monthly: na / Sec Trading Hrs: na / Help clients with various health insurance needs BECAUSE MOM COLLECTIVE POSITION: Vice Chairperson NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/09/2025 ADDRESS: 7 Brookside Way, Dawsonville GA 30534, United States DESCRIPTION: Vice Chairperson of the Board - Roles & ResponsibilitiesAs a board member of Because Mom Collective, you play a vital role in upholding ourmission: to provide essential groceries, baby items, period products, and resources tofamilies in need. We are building a community of empowered women working together tosupport and uplift one another.Below are the responsibilities expected of the Vice Chairperson:? 1. Support the Chairperson:- Assist with planning and running board meetings.- Provide guidance and input on strategic matters.- Serve as a sounding board and advisor to the Chair.? 2. Step In When Needed:- Act as Chair during their absence.- Preside over meetings, sign documents, and represent the organization as needed.? 3. Lead Committees or Projects:- Chair special committees or task forces.- Oversee important projects or initiatives assigned by the board.? 4. Board Development:- Help identify and recruit new board members.- Mentor new or less experienced board members.? 5. Promote the Organization:- Represent the nonprofit in the community.- Help build partnerships and raise awareness.? 6. Stay Informed:- Understand the organization's mission, programs, and financial status.- Be informed about current nonprofit issues and best practices. By signing below, I acknowledge that I have read and understood the responsibilities of theVice Chairperson of the Board and agree to fulfill them to the best of my ability. Name: ______________________________________Signature: ___________________________________Date: ________________
CRS (Client Relationship Summary) - RIA
Click below to view Mehrnaz Borna Mendoza's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mehrnaz Borna Mendoza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 190 Bluegrass Valley Pkwy., Alpharetta, GA 30005RIA
BD
CRD#: 16164
Alpharetta, GA
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 190 Bluegrass Valley Pkwy., Alpharetta, GA 30005RIA
BD
CRD#: 16164
Alpharetta, GA
Past
March 18, 2010 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
AGOURA HILLS, CA
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
AGOURA HILLS, CA
Past
January 17, 2002 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/20/2022)
RR
Arizona(10/19/2023)
RR
California(1/6/2012)
IAR
California(1/6/2012)
RR
Colorado(3/1/2021)
RR
Connecticut(6/7/2021)
RR
Florida(2/15/2022)
RR
Georgia(2/25/2021)
IAR
Georgia(7/14/2022)
RR
Hawaii(3/14/2023)
RR
Illinois(10/8/2021)
RR
Michigan(2/3/2022)
RR
Minnesota(3/19/2025)
RR
New Jersey(4/10/2023)
IAR
New Jersey(4/10/2023)
RR
New Mexico(11/5/2024)
RR
Ohio(2/19/2021)
RR
Oregon(7/21/2025)
RR
Pennsylvania(5/3/2023)
RR
Tennessee(6/7/2021)
RR
Texas(8/23/2021)
IAR
Texas(8/23/2021)
RR
Washington(4/26/2021)
RR
Wisconsin(1/11/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
