Jack W. Mcgovern

CAPSTONE INVESTMENT GROUP

Olympia, WA 98502

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CRD#: 4373226

Professional summary

Jack William Mcgovern II, who also goes by Jack W Mcgovern II, Jack W Mcgovern, Jack William Mcgovern Ii, Jack Mcgovern, Jack William Mcgovern, is a registered financial advisor currently at CAPSTONE INVESTMENT GROUP located in Olympia, Washington and M. S. HOWELLS & CO. located in Olympia, Washington.

Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jack has worked at 14 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack W Mcgovern Ii | Jack W Mcgovern | Jack William Mcgovern Ii | Jack Mcgovern | Jack William Mcgovern

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack William Mcgovern II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2025 - Present

CAPSTONE INVESTMENT GROUP

Office #1: 2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502

RIA

CRD#: 159918

Olympia, WA

Current

December 11, 2025 - Present

M. S. HOWELLS & CO.

Office #1: 2405 Evergreen Park Dr. Sw Bldg A, Olympia, WA 98502

CRD#: 104100

Olympia, WA

Past

January 24, 2025 - October 1, 2025

LEVERAGE PLANNERS WEALTH MANAGEMENT, LLC

RIA

CRD#: 288599

BELLEVUE, WA

Past

August 3, 2022 - August 9, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

GREENWOOD VILLAGE, CO

Past

July 21, 2022 - August 8, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

GREENWOOD VILLAGE, CO

Past

November 30, 2021 - July 6, 2022

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Lakewood, CO

Past

October 21, 2020 - April 1, 2021

HORACE MANN INVESTORS, INC.

CRD#: 11643

Aurora, CO

Past

February 26, 2020 - August 5, 2020

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ENGLEWOOD, CO

Past

February 6, 2020 - August 5, 2020

PRUCO SECURITIES, LLC.

CRD#: 5685

ENGLEWOOD, CO

Past

August 23, 2019 - January 27, 2020

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

CENTENNIAL, CO

Past

May 22, 2019 - January 27, 2020

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

CENTENNIAL, CO

Past

October 20, 2015 - April 28, 2017

CHARLES SCHWAB & CO., INC.

CRD#: 5393

LONE TREE, CO

Past

January 18, 2005 - November 22, 2005

PACIFIC CORNERSTONE CAPITAL INCORPORATED

CRD#: 40397

SANTA ANA, CA

Past

August 6, 2003 - October 18, 2004

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

April 16, 2002 - July 23, 2003

ATLAS SECURITIES, LLC

CRD#: 20991

SAN LEANDRO, CA

Past

May 29, 2001 - April 1, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPSTONE INVESTMENT GROUP

CAPSTONE INVESTMENT GROUP | CAPSTONE TRUST | CAPSTONE INVESTMENT GROUP, LLC

CRD#: 159918 / SEC#: 801-121820

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

Arizona

Registered Investment Advisory firm - (12/8/2020 Terminated)

California

Registered Investment Advisory firm - (9/8/2021 Terminated)

Oregon

Registered Investment Advisory firm - (8/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2021 Terminated)

Washington

Registered Investment Advisory firm - (4/7/2022 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/8/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(12/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/29/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/14/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/15/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CAPSTONE INVESTMENT GROUP

CAPSTONE INVESTMENT GROUP | CAPSTONE TRUST | CAPSTONE INVESTMENT GROUP, LLC

CRD#: 159918 / SEC#: 801-121820

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

Arizona

Registered Investment Advisory firm - (12/8/2020 Terminated)

California

Registered Investment Advisory firm - (9/8/2021 Terminated)

Oregon

Registered Investment Advisory firm - (8/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2021 Terminated)

Washington

Registered Investment Advisory firm - (4/7/2022 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/8/2020 Terminated)

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Contact information

Main Address

2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502

Mailing Address

2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502

Phone number

(360) 570-9888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPSTONE FIRM BROCHURE (10/21/2025)

Regulatory assets under management

Total Number of Accounts	1,178
AUM (Assets Under Management)	$ 152,420,481

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack W. Mcgovern

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack William Mcgovern II's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

LEVERAGE PLANNERS WEALTH MANAGEMENT, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

ALLSTATE FINANCIAL SERVICES, LLC

HORACE MANN INVESTORS, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CHARLES SCHWAB & CO., INC.

PACIFIC CORNERSTONE CAPITAL INCORPORATED

PACIFIC SELECT DISTRIBUTORS, LLC

ATLAS SECURITIES, LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CAPSTONE INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 5/29/2019

Series 63

Date: 12/14/2015

Series 65

Date: 10/15/2001

SIE

Date: 4/28/2017

Series 7

Date: 10/20/2015

FINRA

Current Firm

CAPSTONE INVESTMENT GROUP

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPSTONE INVESTMENT GROUP

TRUST BUT VERIFY

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