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John Edward Richardson JR

John E. Richardson

RED SEVEN
ESCONDIDO, CA 92025
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CRD#: 4372570
John Edward Richardson JR

Professional summary


John Edward Richardson JR, CFP®, who also goes by Richardson, is a registered financial advisor currently at RED SEVEN located in Escondido, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 8 firms and has passed the Series 66, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Richardson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John Edward Richardson JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2004

Experience


Current

October 15, 2013 - Present

RED SEVEN

Office #1: 960 Canterbury Place Suite 210, Escondido, CA 92025
RIA
CRD#: 168542
ESCONDIDO, CA
Past

July 25, 2012 - December 31, 2014

TOTAL WEALTH MANAGEMENT INC.

RIA
CRD#: 140503
ESCONDIDO, CA
Past

June 20, 2011 - June 15, 2012

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
ESCONDIDO, CA
Past

June 20, 2011 - June 15, 2012

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
ESCONDIDO, CA
Past

July 16, 2007 - September 6, 2011

STRONGTOWER FINANCIAL, INC.

RIA
CRD#: 35504
ESCONDIDO, CA
Past

July 16, 2007 - September 30, 2011

STRONGTOWER FINANCIAL, INC.

BD
CRD#: 35504
ESCONDIDO, CA
Past

November 22, 2004 - July 18, 2007

CAPITAL RESOURCE MANAGEMENT, INC.

RIA
CRD#: 124652
ESCONDIDO, CA
Past

September 16, 2004 - July 17, 2007

OSAIC WEALTH, INC.

BD
CRD#: 23131
ESCONDIDO, CA
Past

October 11, 2002 - May 19, 2004

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
SAN DIEGO, CA
Past

April 11, 2001 - May 19, 2004

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(5/2/2025)
IAR
California
(10/15/2013)
IAR
Texas
(12/11/2021)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/16/2001
Uniform Combined State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


RS
RED SEVEN
RED SEVEN | RICHARDSON JR., JOHN E

CRD#: 168542 / SEC#:

Arizona
Registered Investment Advisory firm - (5/2/2025 Approved)
California
Registered Investment Advisory firm - (10/15/2013 Approved)
Montana
Registered Investment Advisory firm - (6/4/2024 Approved)
Texas
Registered Investment Advisory firm - (12/7/2021 Conditional Restricted)
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Contact information


Main Address
960 Canterbury Place Suite 210, Escondido, CA 92025
Mailing Address
Phone number
(760) 705-3520
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts708
AUM (Assets Under Management)$ 83,638,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RED SEVEN

CRD#: 168542Escondido, CA 92025

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