Brian L. David
Professional summary
Brian Louis David is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2003. Brian has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Louis David's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 2, 2016 - January 28, 2020
BLUEROCK CAPITAL MARKETS LLC
July 9, 2008 - October 21, 2016
OSAIC INSTITUTIONS, INC.
July 25, 2007 - January 9, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 7, 2003 - August 19, 2005
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2020)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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