Maria Remigia Obdulia B. D'oliveira
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Remigia Obdulia B D'oliveira, who also goes by Emy B D'oliveira, Ma Remigia Obdulia B D'oliveira, Maria Remigia O D'oliveira, Remiga B D'oliveira, Remiga B Doliveira, was a registered financial professional .
Maria Remigia Obdulia is a previously registered financial professional and started their career in finance in 2001. Maria Remigia Obdulia had worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2010 - November 13, 2015
QUEST CAPITAL STRATEGIES, INC.
October 17, 2001 - June 24, 2008
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
