Thaddeus M. Lubbers

ELLIJA CAPITAL MANAGEMENT

Grandville, MI

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CRD#: 4371309

Professional summary

Thaddeus Michael Lubbers is a registered financial advisor currently at ELLIJA CAPITAL MANAGEMENT, LLC located in Grandville, Michigan.

Thaddeus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Thaddeus has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT; INVESTMENT-RELATED; GRANDVILLE, MI; CONSULTING LIFE INSURANCE, GROUP HEALTH; 6.2001; 10 HRS/MONTH DURING TRADING; COMMISSIONS & FEES; PLANNING 2) LUBBERS & ASSOCIATES, LLC; INVESTMENT-RELATED; GRANDVILLE, MI; COLLEGE FINANCIAL AID AND PLANNING; MANAGING MEMBER; 6.2001; 15 HRS/MO DURING TRADING 3) AAA VENTURES LLC, ELLIJA ENTERPRISES LLC, CAPITAL ASSETS & SPECIALTY HOLDINGS LLC AND TAP THAT KEEZER RENTER LLC; NON-INVESTMENT RELATED; GRANDVILLE, MI; INACTIVE LLCS; MANAGING MEMBER; 0 TIME SPENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thaddeus Michael Lubbers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2010 - Present

ELLIJA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 137151

Grandville, MI

Past

June 27, 2007 - January 9, 2017

TRIAD ADVISORS LLC

CRD#: 25803

GRANDVILLE, MI

Past

August 27, 2001 - June 27, 2007

QUESTAR CAPITAL CORPORATION

CRD#: 43100

GRANDVILLE, MI

Past

March 28, 2001 - August 28, 2001

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/3/2018)

IAR

Illinois
(3/27/2014)

IAR

Indiana
(5/15/2020)

IAR

Michigan
(9/24/2010)

IAR

Texas
(2/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/10/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/29/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/2001

General Securities Representative Examination

Current Firm

ELLIJA CAPITAL MANAGEMENT, LLC

CRD#: 137151 / SEC#:

California

Registered Investment Advisory firm - (1/3/2018 Approved)

Illinois

Registered Investment Advisory firm - (3/27/2014 Approved)

Indiana

Registered Investment Advisory firm - (5/15/2020 Approved)

Michigan

Registered Investment Advisory firm - (6/27/2007 Approved)

Texas

Registered Investment Advisory firm - (10/30/2025 Approved)

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Contact information

Main Address

Grandville, MI

Mailing Address

Phone number

(616) 531-7300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	818
AUM (Assets Under Management)	$ 52,625,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thaddeus M. Lubbers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thaddeus Michael Lubbers's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELLIJA CAPITAL MANAGEMENT, LLC

TRIAD ADVISORS LLC

QUESTAR CAPITAL CORPORATION

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/10/2010

Series 63

Date: 3/29/2001

SIE

Date: 1/9/2017

Series 7

Date: 3/27/2001

Current Firm

ELLIJA CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ELLIJA CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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