Derek E. Archey
Professional summary
Derek Edward Archey, CFP® is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Derek is registered as a RR (Registered Representative) and started their career in finance in 2001. Derek has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek Edward Archey's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 31, 2014 - December 31, 2016
OSAIC SERVICES, INC.
January 10, 2013 - February 5, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 4, 2009 - December 31, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 10, 2001 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2021)
(1/3/2017)
(1/3/2017)
(4/26/2021)
(1/3/2017)
(12/8/2022)
(1/3/2017)
(5/19/2017)
(1/3/2017)
(6/18/2021)
(1/4/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
