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AS

Amy A. Skallerud

KEYSTONE CAPITAL MARKETS
Irvine, CA 92612
Some features on this profile are disabled
CRD#: 4370865
AS

Professional summary


Amy Augusta Skallerud, who also goes by Amy Augusta Fleischmann, is a registered financial professional currently at KEYSTONE CAPITAL MARKETS located in Irvine, California.

Amy is registered as a RR (Registered Representative) and started their career in finance in 2005. Amy has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Amy Augusta Fleischmann

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Amy Augusta Skallerud's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 29, 2017 - Present

KEYSTONE CAPITAL MARKETS

Office #1: 20 Pacifica Suite 450, Irvine, CA 92612
BD
CRD#: 288767
Irvine, CA
Past

February 1, 2016 - August 30, 2017

COINBASE CAPITAL MARKETS CORP

BD
CRD#: 10722
Irvine, CA
Past

May 14, 2014 - February 11, 2016

FMV CAPITAL MARKETS, LLC

BD
CRD#: 149974
IRVINE, CA
Past

March 21, 2013 - April 29, 2014

BOUSTEAD SECURITIES, LLC

BD
CRD#: 141391
IRVINE, CA
Past

November 4, 2011 - March 28, 2013

BURCH & COMPANY, INC

BD
CRD#: 102280
COSTA MESA, CA
Past

August 18, 2010 - December 6, 2011

FMV CAPITAL MARKETS, LLC

BD
CRD#: 149974
IRVINE, CA
Past

December 19, 2005 - September 8, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
LAGUNA HILLS, CA
Past

June 24, 2005 - January 18, 2006

CITIGROUP GENEVA CAPITAL STRATEGIES INC.

BD
CRD#: 104454
LAGUNA HILLS, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/12/2017)
RR
Utah
(9/21/2017)

Exams


State Security Law Exam
RR
Series 63
Date: 9/2/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


KC
KEYSTONE CAPITAL MARKETS
KCM SECURITIES, LLC | KEYSTONE CAPITAL MARKETS

CRD#: 288767 / SEC#: , 8-69959

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
20 Pacifica Suite 450, Irvine, CA 92618
Mailing Address
20 Pacifica Suite 450, Irvine, CA 92618
Phone number
(949) 397-2700
Established
California since 04/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BLACK DOG ADVISORS LLCOWNER
CAPE ADVISORY GROUP LLCOWNER
CHIMNEY ROCK ADVISORS LLCOWNER
CRIMSON CAPITAL LLCOWNER
DJL CAPITAL, LLCOWNER
KRAUTHAMER FAMILY TRUSTOWNER
KRAUTHAMER, RANDY GREGGTRUSTEE OF KRAUTHAMER FAMILY TRUST
SELBY CAPITAL ADVISORS LLCOWNER
STAFFORD PARTNERS, LLCOWNER
TRIANGLE CAPITAL LLCOWNER
KRAUTHAMER, RANDY GREGGMANAGING PARTNER2203908
LUVISA, DAVID JAMESCCO, MANAGING DIRECTOR1643896
SIPOSS, ALLAN ANTHONYMANAGING PARTNER4298385
SMITH, EDWARD MERRILLFINOP3143679

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KEYSTONE CAPITAL MARKETS

CRD#: 288767Irvine, CA 92612

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