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TA

Theodore H. Ashford

ASHFORD CAPITAL MANAGEMENT
Wilmington, DE 19807-2317
Some features on this profile are disabled
CRD#: 4370791
TA

Professional summary

Theodore H., Iii Ashford is a registered financial advisor currently at ASHFORD CAPITAL MANAGEMENT INC located in Wilmington, Delaware.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Theodore has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore H., Iii Ashford's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 24, 2021 - Present

ASHFORD CAPITAL MANAGEMENT INC

Office #1: One Walkers Mill Road, Wilmington, DE 19807-2317
RIA
CRD#: 110696
Wilmington, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ASHFORD CAPITAL MANAGEMENT INC
ASHFORD CAPITAL MANAGEMENT INC

CRD#: 110696 / SEC#: 801-15054

RIA
Registered Investment Advisory firm - (2/15/1980 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(4/24/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/24/2021
Uniform Investment Adviser Law Examination

Current Firm

AC
ASHFORD CAPITAL MANAGEMENT INC
ASHFORD CAPITAL MANAGEMENT INC

CRD#: 110696 / SEC#: 801-15054

RIA
Registered Investment Advisory firm - (2/15/1980 Approved)
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Contact information

Main Address
One Walkers Mill Road, Wilmington, DE 19807-2317
Mailing Address
Phone number
(302) 655-1750
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ASHFORD CAPTIAL MANAGEMENT PART 2A OF FORM ADV (12/16/2025)

Regulatory assets under management

Total Number of Accounts95
AUM (Assets Under Management)$ 965,833,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASHFORD CAPITAL MANAGEMENT INC

CRD#: 110696Wilmington, DE 19807-2317

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