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CS

Clark Burton Stohl

RIDGEVIEW CAPITAL
Salt Lake City, UT
·CRD# 437050·58 years experience

Professional Summary

Clark Burton Stohl, who also goes by C Burton Stohl, C. Burton Stohl, is a registered financial advisor currently at RIDGEVIEW CAPITAL, LLC located in Salt Lake City, Utah. Clark is registered as a RR (Registered Representative) and started their career in finance in 1968. Clark has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 1, Series 24 and Series 40 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

C Burton Stohl, C. Burton Stohl

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

RIDGEVIEW CAPITAL, LLC·CRD# 128375
BD
1. 723 W Pacific Ave Suite 100, Salt Lake City, UT 841042. 723 W Pacific Avenue Suite 100, Salt Lake City, UT 84104
February 23, 2004 - Present
C. BURTON STOHL & COMPANY, L.L.C·CRD# 43746
BD
Salt Lake City, UT
January 27, 1998 - October 27, 2000
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
February 24, 1978 - July 2, 1997
DEAN WITTER & CO. INCORPORATED·CRD# 6466
BD
May 16, 1973 - February 24, 1978
DEAN WITTER & CO. INCORPORATED·CRD# 209
BD
April 5, 1968 - May 16, 1973

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Current Firm

RC
RIDGEVIEW CAPITAL, LLC

HARVEST GROWTH PARTNERS, LLC | RIDGEVIEW CAPITAL, LLC

CRD#: 128375 / SEC#: 8-66128
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

723 W Pacific Avenue Suite 100, Salt Lake City, UT 84104

Mailing Address

723 W Pacific Avenue Suite 100, Salt Lake City, UT 84104

Phone Number

(801) 456-1400

Established

Delaware since 08/07/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
C. BURTON STOHL & CO., LLCSHAREHOLDER—
GREG R. LARSON & CO., LLCSHAREHOLDER—
STOHL, CLARK BURTONMANAGING DIR/SEC./CCO437050

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/21/2004)
RR
Utah
(2/25/2004)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2004About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Apr 1968

Series 24 — General Securities Principal Examination

Passed Dec 2003About the Series 24 exam

Series 40 — Registered Principal Examination

Passed Mar 1973
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Clark Burton Stohl's CRS (Customer Relationship Summary).

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CS
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