Kenneth W. Beck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth West Beck, who also goes by Ken Beck, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2002. Kenneth had worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2016 - October 15, 2025
THE M & A GROUP LLC
July 12, 2013 - September 14, 2016
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
January 8, 2013 - June 25, 2013
PATRICK CAPITAL MARKETS, LLC
April 9, 2008 - December 17, 2012
CION SECURITIES, LLC
September 11, 2007 - March 10, 2008
OLD MUTUAL CAPITAL
May 4, 2006 - March 10, 2008
OLD MUTUAL INVESTMENT PARTNERS
April 12, 2002 - October 21, 2004
WORLD GROUP SECURITIES, INC.
January 24, 2002 - April 12, 2002
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE M & A GROUP LLC
CRD#: 144909 / SEC#: , 8-67684
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SORENSEN, IVAR W. | EXECUTIVE REP/CEO/CCO/AMLCO/FINOP | 5679179 |
Red Flags
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