Jennifer W. Jackson
Professional summary
Jennifer Wells Jackson, who also goes by Jennifer Jackson Weber, Jennifer Wells Weber, is a registered financial professional currently at TCG CAPITAL MARKETS L.L.C. located in New York, New York.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2001. Jennifer has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Wells Jackson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2022 - Present
TCG CAPITAL MARKETS L.L.C.
Office #1: 1 Vanderbilt Avenue Suite 3400, New York, NY 10017January 15, 2016 - June 10, 2022
FORESIDE FUND SERVICES, LLC
April 15, 2015 - January 7, 2016
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
October 31, 2014 - January 7, 2016
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
August 20, 2014 - April 20, 2015
GUGGENHEIM SECURITIES, LLC
February 11, 2002 - February 12, 2003
SANFORD C. BERNSTEIN & CO., LLC
April 11, 2001 - December 11, 2001
SOUNDVIEW TECHNOLOGY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 55
Date: 5/29/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
TCG CAPITAL MARKETS L.L.C.
CRD#: 291767 / SEC#: , 8-70061
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARLYLE INVESTMENT MANAGEMENT, L.L.C. | MEMBER | |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| LEFKOWITZ, JOSHUA ADAM | OFFICER | 7216783 |
| LOWENTHAL, MITCHELL NEAL | CO-CHIEF COMPLIANCE OFFICER | 6939241 |
| PLOUFFE, JUSTIN | CEO | 6223477 |
| QIAN, LIANGSHUN | CO-CHIEF COMPLIANCE OFFICER | 7247412 |
| RIORDAN, TIFFANY | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6313437 |
Red Flags
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