Samantha C. Santiago-paez

FINANZ BUTIK CAPITAL MANAGEMENT

Islamorada, FL

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CRD#: 4369755

Professional summary

Samantha Crystal Santiago-paez, who also goes by Samantha Crystal Beaulieu, Samantha C Santiago, Samantha Crystal Santiago, is a registered financial advisor currently at FINANZ BUTIK CAPITAL MANAGEMENT, LLC located in Islamorada, Florida and GA PCCV BD, LLC located in Weston, Florida.

Samantha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Samantha has worked at 10 firms and has passed the Series 63, Series 66, Series 6TO, SIE, Series 7, Series 6, Series 10, Series 9, Series 24 and Series 23 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samantha Crystal Beaulieu | Samantha C Santiago | Samantha Crystal Santiago

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

June 2024 - Bastt Bakery - non-investment related, owner/operator of a bakery operating under the Cottage Food law of Florida out of my residence. Approx 5 - 10 non-trading hours dedicated to the business selling baked good to the local community July 2024 - Bastt Consulting - investment-related, founder, compliance consultant providing compliance consulting and assistance for BD and IA firms.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samantha Crystal Santiago-paez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2024 - Present

FINANZ BUTIK CAPITAL MANAGEMENT, LLC

RIA

CRD#: 325693

Islamorada, FL

Current

May 31, 2023 - Present

GA PCCV BD, LLC

Office #1: 2700 Glades Circle Suite 149, Weston, FL 33327Office #2: 239 Jasmine St, Tavernier, FL 33070

CRD#: 319308

Weston, FL

Current

August 17, 2025 - Present

GA CAPITAL MARKETS BD, LLC

Office #1: 2646 Nw Cornell Road, Portland, OR 97210

CRD#: 310101

Portland, OR

Past

October 9, 2023 - March 28, 2025

NEON MONEY IA, LLC

RIA

CRD#: 327699

LONG ISLAND CITY, NY

Past

April 11, 2022 - December 18, 2023

NEON MONEY INCORPORATED

RIA

CRD#: 316896

LONG ISLAND CITY, NY

Past

January 14, 2020 - December 10, 2021

EFG CAPITAL INTERNATIONAL

CRD#: 40118

MIAMI, FL

Past

December 11, 2018 - January 3, 2020

CREAND SECURITIES

CRD#: 38964

MIAMI, FL

Past

February 3, 2016 - December 18, 2018

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

July 18, 2012 - December 4, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 20, 2010 - June 27, 2011

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

October 31, 2008 - May 5, 2010

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(1/6/2025)

Florida
(8/7/2025)

New York
(8/22/2025)

IAR

Texas
(11/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/22/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/11/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 5/31/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/30/2008

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/31/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/31/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 23

Date: 6/6/2019

General Securities Principal Sales Supervisor

SRO Registrations

FINRA

Current Firm

FINANZ BUTIK CAPITAL MANAGEMENT, LLC

CRD#: 325693 / SEC#:

Florida

Registered Investment Advisory firm - (11/29/2023 Approved)

Texas

Registered Investment Advisory firm - (8/2/2024 Conditional Restricted)

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Contact information

Main Address

3011 Ponce De Leon Blvd Suite 1430, Coral Gables, FL 33134

Mailing Address

Phone number

(786) 474-3131

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Samantha C. Santiago-paez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samantha Crystal Santiago-paez's CRS (Customer Relationship Summary).

Certified licenses

Experience

GA PCCV BD, LLC

GA CAPITAL MARKETS BD, LLC

NEON MONEY IA, LLC

NEON MONEY INCORPORATED

EFG CAPITAL INTERNATIONAL

CREAND SECURITIES

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

EQUITABLE ADVISORS, LLC

EQUITABLE DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/22/2025

Series 66

Date: 4/11/2022

Series 6TO

Date: 5/31/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/16/2011

Series 6

Date: 10/30/2008

Series 10

Date: 5/31/2023

Series 9

Date: 5/31/2023

Series 24

Date: 1/2/2023

Series 23

Date: 6/6/2019

FINRA

Current Firm

FINANZ BUTIK CAPITAL MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

FINANZ BUTIK CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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