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MM

Michael A. Mogavero

MAIN MANAGEMENT
Tamarac, FL
Some features on this profile are disabled
CRD#: 4369072
MM

Professional summary

Michael A Mogavero, who also goes by Michael A Mogavero, Michael Anthony Mogavero, is a registered financial advisor currently at MAIN MANAGEMENT, LLC located in Tamarac, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Michael has worked at 10 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael A Mogavero | Michael Anthony Mogavero

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael A Mogavero's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 4, 2026 - Present

MAIN MANAGEMENT, LLC

RIA
CRD#: 120361
Tamarac, FL
Past

November 25, 2025 - January 27, 2026

PARALEL DISTRIBUTORS

BD
CRD#: 316115
DENVER, CO
Past

April 25, 2025 - October 24, 2025

ARBOR COURT CAPITAL, LLC

BD
CRD#: 143839
BROADVIEW HEIGHTS, OH
Past

October 11, 2024 - January 21, 2026

POTOMAC

RIA
CRD#: 105413
Moorestown, NJ
Past

January 18, 2024 - September 16, 2024

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

May 26, 2021 - November 7, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
STATEN ISLAND, NY
Past

December 21, 2020 - November 7, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
STATEN ISLAND, NY
Past

April 10, 2018 - October 12, 2020

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Philadelphia, PA
Past

August 6, 2014 - September 21, 2017

CLEARBRIDGE INVESTMENTS, LLC

RIA
CRD#: 137028
NEW YORK, NY
Past

August 6, 2014 - September 21, 2017

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
STAMFORD, CT
Past

December 1, 2010 - August 4, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
STATEN ISLAND, NY
Past

October 5, 2010 - August 4, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
STATEN ISLAND, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MM
MAIN MANAGEMENT, LLC
MAIN MANAGEMENT, LLC

CRD#: 120361 / SEC#: 801-61113

RIA
Registered Investment Advisory firm - (4/30/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/4/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/21/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/29/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/4/2010
General Securities Representative Examination

Current Firm

MM
MAIN MANAGEMENT, LLC
MAIN MANAGEMENT, LLC

CRD#: 120361 / SEC#: 801-61113

RIA
Registered Investment Advisory firm - (4/30/2002 Approved)
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Contact information

Main Address
601 California Street Suite 300, San Francisco, CA 94108
Mailing Address
Phone number
(415) 217-5800
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MAIN MANAGEMENT FORM ADV PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts314
AUM (Assets Under Management)$ 1,649,126,692

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAIN MANAGEMENT, LLC

CRD#: 120361Tamarac, FL

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