John A. Farrow

Some features on this profile are disabled

CRD#: 4368816

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Ashby Farrow, CFP® was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1994. John had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Greystone Capital, LLC; Non Investment Related; 33 Sunset Hill Road, Randolph, VT 05060; Rental Real-Estate; Owner; Start Date: October 2016; # Hours/Month Devoted: 3; # Hours Devoted During Trading Hours: 0; Duties: Manage Rental Property.- Farm Developing, LLC; Non Investment Related; 22 North Main St., Randolph, VT 05060; Real Estate; Member/Owner; Start Date: 1/1/2018; # Hours/Month Devoted: 10; # Hours Devoted During Trading Hours: 5; Duties: Consulting.- Farrow Farm, LLC; Non Investment Related; 283 Boudro Rd., Randolph Center, VT 05061; Solar Production and Real Estate; Owner; Start Date: August 2014; # Hours/Month Devoted: 6; # Hours Devoted During Trading Hours: 0; Manage Solar Rental Property.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Past

November 16, 1994 - December 31, 2023

FARROW FINANCIAL INC

RIA

CRD#: 110526

RANDOLPH, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FARROW FINANCIAL INC

CRD#: 110526 / SEC#: 801-15865

RIA

Registered Investment Advisory firm - (3/26/1981 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FARROW FINANCIAL INC

CRD#: 110526 / SEC#: 801-15865

RIA

Registered Investment Advisory firm - (3/26/1981 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1 Kennedy Drive Suite U8, South Burlington, VT 05403

Mailing Address

Phone number

(802) 728-4287

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FARROW FINANCIAL, INC. BROCHURE JULY 2025 (7/9/2025)

Regulatory assets under management

Total Number of Accounts	544
AUM (Assets Under Management)	$ 242,091,764

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John A. Farrow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FARROW FINANCIAL INC

Primary Firm SEC Registration

FARROW FINANCIAL INC

State Registrations and Notice Filings

Exams

Current Firm

FARROW FINANCIAL INC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FARROW FINANCIAL INC

TRUST BUT VERIFY

Similar Advisors