William A. Patterson

FORESIDE FUND SERVICES

Fort Lauderdale, FL 33301

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CRD#: 4368151

Professional summary

William Adam Patterson, CFP®, who also goes by Adam Patterson, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Fort Lauderdale, Florida.

William is registered as a RR (Registered Representative) and started their career in finance in 2008. William has worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Adam Patterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Adam Patterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 1, 2024 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 350 East Las Olas Boulevard 18th Floor, Fort Lauderdale, FL 33301

CRD#: 46106

Fort Lauderdale, FL

Past

October 13, 2014 - October 27, 2020

ALPS DISTRIBUTORS, INC.

CRD#: 16853

Memphis, TN

Past

May 1, 2014 - August 7, 2014

MML DISTRIBUTORS, LLC

CRD#: 38030

CORDOVA, TN

Past

March 19, 2012 - May 1, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

CORDOVA, TN

Past

January 9, 2009 - March 15, 2010

CONSULTING SERVICES GROUP, LLC

RIA

CRD#: 107048

MEMPHIS, TN

Past

September 8, 2008 - March 15, 2010

ENERECAP PARTNERS, LLC

CRD#: 26554

MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/9/2024)

Arkansas
(9/12/2024)

Florida
(9/9/2024)

Georgia
(9/9/2024)

Illinois
(9/16/2024)

Kansas
(9/13/2024)

Louisiana
(9/17/2024)

Michigan
(9/10/2024)

Minnesota
(9/10/2024)

Mississippi
(9/9/2024)

Missouri
(9/11/2024)

New York
(9/6/2024)

Ohio
(9/8/2024)

Tennessee
(9/4/2024)

Texas
(9/7/2024)

Washington
(9/6/2024)

Wisconsin
(9/12/2024)

Exams

State Security Law Exam

Series 63

Date: 8/31/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/12/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William A. Patterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Adam Patterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

MML DISTRIBUTORS, LLC

MML INVESTORS SERVICES, LLC

CONSULTING SERVICES GROUP, LLC

ENERECAP PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/31/2024

Series 66

Date: 9/12/2008

SIE

Date: 10/1/2018

Series 7

Date: 9/5/2008

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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