Elizabeth A. Legacy

ROBINHOOD ASSET MANAGEMENT

Safety Harbor, FL

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CRD#: 4368139

Professional summary

Elizabeth Anne Legacy, who also goes by Elizabeth Anne Legacy, Elizabeth Legacy, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Safety Harbor, Florida and TRADE-PMR INC. located in Clearwater, Florida.

Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Elizabeth has worked at 15 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth Anne Legacy | Elizabeth Legacy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INSURANCE SALES; SANTEE, CA; SELLING INSURANCE; COMMISSIONS; LESS THAN 5 HOURS PER WEEK NONE DURING NORMAL TRADING HOURS. (2) MODEL/ACTRESS; SANTEE, CA; NOT INVESTMENT RELATED; MODEL/ACTRESS MIXED MEDIA, PICTURES, VIDEOS, ETC.; CASH, PRODUCTS, TRIPS, ETC.; 0-5 HOURS PER WEEK NONE DURING NORMAL TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Anne Legacy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2025 - Present

ROBINHOOD ASSET MANAGEMENT

RIA

CRD#: 323736

Safety Harbor, FL

Current

May 30, 2025 - Present

TRADE-PMR INC.

Office #1: 13945 Evergreen Avenue, Clearwater, FL 33762

CRD#: 46350

CLEARWATER, FL

Past

July 1, 2024 - May 28, 2025

REALTA INVESTMENT ADVISORS, INC

CRD#: 13787

CHARLOTTE, NC

Past

February 27, 2006 - February 3, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

February 27, 2006 - February 3, 2011

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

April 8, 2004 - March 3, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN DIEGO, CA

Past

April 8, 2004 - March 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 8, 2004 - March 3, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

December 19, 2003 - March 31, 2004

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

LA MESA, CA

Past

December 19, 2003 - March 31, 2004

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

June 28, 2002 - October 21, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 28, 2002 - October 21, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

May 24, 2001 - April 5, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN DIEGO, CA

Past

May 3, 2001 - April 5, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 3, 2001 - April 5, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(10/28/2025)

Florida
(8/21/2025)

IAR

Florida
(10/31/2025)

Texas
(10/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/11/2012

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/18/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

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Contact information

Main Address

85 Willow Road, Menlo Park, CA 94025

Mailing Address

Phone number

650-940-2700 EXT 31450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAM FORM ADV PART 2A CLIENT BROCHURE (11/7/2025)

Regulatory assets under management

Total Number of Accounts	81,015
AUM (Assets Under Management)	$ 158,695,275

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elizabeth A. Legacy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Anne Legacy's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADE-PMR INC.

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

SORRENTO PACIFIC FINANCIAL, LLC

CUSO FINANCIAL SERVICES, L.P.

SORRENTO PACIFIC FINANCIAL, LLC

CUSO FINANCIAL SERVICES, L.P.

M FINANCIAL ASSET MANAGEMENT, INC.

M FINANCIAL SECURITIES MARKETING, INC.

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

UVEST FINANCIAL SERVICES GROUP, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ROBINHOOD ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/2001

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2001

Series 53

Date: 8/11/2012

Series 24

Date: 4/18/2006

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ROBINHOOD ASSET MANAGEMENT

TRUST BUT VERIFY

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