AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
PM

Patrick J. Mcnaughton

MCNAUGHTON WEALTH MANAGEMENT
San Diego, CA 92122
Some features on this profile are disabled
CRD#: 4368062
PM

Professional summary

Patrick John Mcnaughton, CFP®, ChFC®, CLU®, who also goes by Patrick John Mc Naughton, Patrick John Mcnaugton, is a registered financial advisor currently at MCNAUGHTON WEALTH MANAGEMENT, LLC located in San Diego, California.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Patrick has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Patrick John Mc Naughton | Patrick John Mcnaugton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INSURANCE; INVESTMENT-RELATED; 3655 NOBEL DRIVE, SUITE 490, SAN DIEGO, CA 92122; INSURANCE PLANNING; INSURANCE AGENT; 04/09/2019; APPROXIMATELY 8 HOURS PER MONTH; APPROXIMATELY 8 HOURS PER MONTH DURING TRADING HOURS; INSURANCE PLANNING. 2 REAL ESTATE OWNERSHIP ; SINGLE FAMILY ; LINDA VISTA, CA; NOT INVESTMENT RELATED; JANUARY 2003. 3. REAL ESTATE OWNERSHIP ;SINGLE FAMILY ; CARLSBAD HOUSE, CA; NOT INVESTMENT RELATED; AUGUST; 2007' 4. REAL ESTATE OWNERSHIP ;SINGLE FAMILY ; NOT INVESTMENT RELATED;AUGUST 2013.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick John Mcnaughton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2003

ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Current

April 10, 2019 - Present

MCNAUGHTON WEALTH MANAGEMENT, LLC

Office #1: 3655 Nobel Drive, Suite 490, San Diego, CA 92122
RIA
CRD#: 300330
San Diego, CA
Past

May 24, 2001 - April 12, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SAN DIEGO, CA
Past

May 3, 2001 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

May 3, 2001 - April 12, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MCNAUGHTON WEALTH MANAGEMENT, LLC
DOUBLE PEAK FINANCIAL, LLC | MCNAUGHTON WEALTH MANAGEMENT, LLC | MCNAUGHTON WEALTH MANAGEMENT

CRD#: 300330 / SEC#: 801-114983

RIA
Registered Investment Advisory firm - (4/9/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(5/13/2019)
IAR
California
(4/10/2019)
IAR
Texas
(4/10/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/22/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/2/2001
General Securities Representative Examination

Current Firm

MW
MCNAUGHTON WEALTH MANAGEMENT, LLC
DOUBLE PEAK FINANCIAL, LLC | MCNAUGHTON WEALTH MANAGEMENT, LLC | MCNAUGHTON WEALTH MANAGEMENT

CRD#: 300330 / SEC#: 801-114983

RIA
Registered Investment Advisory firm - (4/9/2019 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3655 Nobel Drive Suite 490, San Diego, CA 92122
Mailing Address
Phone number
(858) 693-2310
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/10/2025)
FORM ADV PART 2A APP 1 - WRAP FEE BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts875
AUM (Assets Under Management)$ 243,008,045

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MCNAUGHTON WEALTH MANAGEMENT, LLC

CRD#: 300330San Diego, CA 92122

TRUST BUT VERIFY

Monitor Patrick Mcnaughton

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Paul Avila Neves
Paul NevesAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
SAN DIEGO, CA
Alice Ruiz
Alice RuizAdvisorCheck Check Mark
SCHWAB WEALTH ADVISORY, INC.
IAR
RR
San Diego, CA
Nilay Eda Barefield
Nilay BarefieldAdvisorCheck Check Mark
CETERA INVESTMENT ADVISERS LLC
IAR
RR
San Diego, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.