Jeffrey R. Lung
STRATEGIC ADVISERS LLC | Planning Consultant
CARLSBAD, CA
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CRD#: 4367871
Professional summary
Jeffrey Ray Lung, CFP®, who also goes by Jeff R. Lung, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Carlsbad, California and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jeffrey has worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 31 and Series 7 exams.
Biography
As a Planning Consultant with Fidelity Investments, I partner with clients to help them organize and simplify their financial lives. Through Fidelity's straight forward and transparent planning process, we collaborate to create customized investment strategies and retirement plans designed around our clients' unique goals, life circumstances and preferences, so that they can have more peace of mind and confidence in their financial future.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff R. Lung
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Ray Lung's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
California State University, Fresno
Bachelor of Science (BS) - Finance
1998
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CARLSBAD, CA
Current
September 13, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
October 3, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SAN DIEGO, CA
Past
December 7, 2017 - March 12, 2018
LABRUM WEALTH MANAGEMENT, LLC
RIA
CRD#: 150734
CARLSBAD, CA
Past
December 16, 2013 - August 8, 2016
MERCER GLOBAL ADVISORS INC.
RIA
CRD#: 147363
SAN DIEGO, CA
Past
October 28, 2011 - December 3, 2013
TD AMERITRADE, INC.
RIA
CRD#: 7870
SAN DIEGO, CA
Past
October 28, 2011 - December 3, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
SAN DIEGO, CA
Past
October 28, 2011 - December 3, 2013
TD AMERITRADE, INC.
BD
CRD#: 7870
SAN DIEGO, CA
Past
October 11, 2010 - September 15, 2011
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CARLSBAD, CA
Past
October 5, 2010 - September 15, 2011
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
CARLSBAD, CA
Past
May 13, 2004 - May 8, 2009
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
FRESNO, CA
Past
May 13, 2004 - May 8, 2009
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
FRESNO, CA
Past
November 18, 2001 - April 20, 2004
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
SAN DIEGO, CA
Past
May 25, 2001 - April 20, 2004
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/17/2019)
RR
Alaska(9/18/2019)
RR
Arizona(9/17/2019)
RR
Arkansas(12/1/2023)
RR
California(9/16/2019)
IAR
California(3/31/2025)
RR
Colorado(9/17/2019)
RR
Connecticut(9/17/2019)
RR
Delaware(12/19/2023)
RR
District of Columbia(9/19/2019)
RR
Florida(9/17/2019)
RR
Georgia(9/17/2019)
RR
Hawaii(9/17/2019)
RR
Idaho(9/17/2019)
RR
Illinois(10/2/2019)
RR
Indiana(9/17/2019)
RR
Iowa(12/1/2023)
RR
Kansas(10/8/2019)
RR
Kentucky(11/28/2023)
RR
Louisiana(11/28/2023)
RR
Maine(9/17/2019)
RR
Maryland(9/19/2019)
RR
Massachusetts(10/18/2019)
RR
Michigan(9/19/2019)
RR
Minnesota(9/18/2019)
RR
Mississippi(9/19/2019)
RR
Missouri(9/18/2019)
RR
Montana(9/17/2019)
RR
Nebraska(2/11/2022)
RR
Nevada(9/30/2019)
RR
New Hampshire(9/17/2019)
RR
New Jersey(10/9/2019)
RR
New Mexico(9/17/2019)
RR
New York(9/17/2019)
RR
North Carolina(9/17/2019)
RR
North Dakota(9/23/2019)
RR
Ohio(9/17/2019)
RR
Oklahoma(1/18/2023)
RR
Oregon(10/11/2019)
RR
Pennsylvania(9/17/2019)
RR
Puerto Rico(1/30/2024)
RR
Rhode Island(11/30/2023)
RR
South Carolina(9/17/2019)
RR
South Dakota(9/17/2019)
RR
Tennessee(9/17/2019)
RR
Texas(9/24/2019)
IAR
Texas(3/31/2025)
RR
Utah(9/18/2019)
RR
Vermont(11/28/2023)
RR
Virgin Islands(1/25/2024)
RR
Virginia(9/17/2019)
RR
Washington(9/16/2019)
RR
West Virginia(9/26/2019)
RR
Wisconsin(9/17/2019)
RR
Wyoming(11/28/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
