Alvin A. Clay

ALVIN CLAY FINANCIAL ADVISORS

Jenkintown, PA 19046

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CRD#: 4367613

Professional summary

Alvin Abraham Clay III, CFP®, who also goes by Alvin Abraham Clay III, is a registered financial advisor currently at ALVIN CLAY FINANCIAL ADVISORS, LLC located in Jenkintown, Pennsylvania.

Alvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Alvin has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alvin Abraham Clay Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvin Abraham Clay III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

July 22, 2015 - Present

ALVIN CLAY FINANCIAL ADVISORS, LLC

Office #1: 309 York Road Suite 215, Jenkintown, PA 19046

RIA

CRD#: 226655

Jenkintown, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALVIN CLAY FINANCIAL ADVISORS, LLC

CRD#: 226655 / SEC#: 801-132864

RIA

Registered Investment Advisory firm - (5/23/2025 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/4/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/22/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ALVIN CLAY FINANCIAL ADVISORS, LLC

CRD#: 226655 / SEC#: 801-132864

RIA

Registered Investment Advisory firm - (5/23/2025 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/4/2025 Terminated)

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Contact information

Main Address

309 York Road Suite 215, Jenkintown, PA 19046

Mailing Address

Phone number

(267) 626-2382

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALVIN CLAY FINANCIAL ADVISORS, LLC PART 2 DISCLOSURE BROCHURE (4/25/2025)

Regulatory assets under management

Total Number of Accounts	301
AUM (Assets Under Management)	$ 154,570,251

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alvin A. Clay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvin Abraham Clay III's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALVIN CLAY FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

ALVIN CLAY FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

ALVIN CLAY FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALVIN CLAY FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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