Vincenzo Fragomeni

WEALTHSPIRE RETIREMENT ADVISORY

Bethesda, MD 20817

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CRD#: 4367585

Professional summary

Vincenzo Fragomeni is a registered financial advisor currently at WEALTHSPIRE RETIREMENT ADVISORY located in Bethesda, Maryland.

Vincenzo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Vincenzo has worked at 18 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Lido Civic Club of Washington DC, a charitable organization that raises money for college scholarship, wounded worriers and others in need

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincenzo Fragomeni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2023 - Present

WEALTHSPIRE RETIREMENT ADVISORY

Office #1: 6500 Rock Spring Drive Suite 410, Bethesda, MD 20817

RIA

CRD#: 121254

Bethesda, MD

Past

December 1, 2022 - March 28, 2023

WEALTHSPIRE RETIREMENT ADVISORY

RIA

CRD#: 121254

Bethesda, MD

Past

March 17, 2021 - December 1, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Bethesda, MD

Past

March 17, 2021 - March 28, 2023

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

BETHESDA, MD

Past

October 27, 2017 - April 2, 2019

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

ROCKVILLE, MD

Past

October 27, 2017 - April 2, 2019

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

ROCKVILLE, MD

Past

February 18, 2015 - October 13, 2017

TRIAD ADVISORS LLC

RIA

CRD#: 25803

Fulton, MD

Past

January 29, 2015 - November 15, 2017

PLANNING SOLUTIONS GROUP, LLC

RIA

CRD#: 154118

FULTON, MD

Past

January 27, 2015 - October 13, 2017

TRIAD ADVISORS LLC

CRD#: 25803

Fulton, MD

Past

April 16, 2013 - January 27, 2015

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

GAITHERSBURG, MD

Past

April 16, 2013 - January 27, 2015

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

GAITHERSBURG, MD

Past

October 19, 2012 - April 22, 2013

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

CLARKSVILLE, MD

Past

October 19, 2012 - April 22, 2013

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

CLARKSVILLE, MD

Past

March 6, 2012 - September 7, 2012

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

BETHESDA, MD

Past

February 16, 2012 - September 7, 2012

PRUCO SECURITIES, LLC.

CRD#: 5685

BETHESDA, MD

Past

January 4, 2011 - January 17, 2012

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

BETHESDA, MD

Past

January 3, 2011 - January 17, 2012

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

BETHESDA, MD

Past

June 1, 2009 - August 16, 2010

MORGAN STANLEY

RIA

CRD#: 149777

WASHINGTON, DC

Past

June 1, 2009 - August 16, 2010

MORGAN STANLEY

CRD#: 149777

WASHINGTON, DC

Past

May 9, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WASHINGTON, DC

Past

April 19, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WASHINGTON, DC

Past

February 16, 2006 - April 6, 2006

OSAIC WEALTH, INC.

CRD#: 23131

WASHINGTON, DC

Past

April 27, 2005 - February 23, 2006

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

WASHINGTON, DC

Past

March 11, 2005 - February 23, 2006

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

February 23, 2005 - March 24, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 23, 2005 - March 24, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

February 25, 2002 - June 29, 2002

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

FALLS CHURCH, VA

Past

February 7, 2002 - June 29, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

June 12, 2001 - December 20, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHSPIRE RETIREMENT ADVISORY

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

California

Registered Investment Advisory firm - (2/9/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/21/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/22/2005

General Securities Representative Examination

Current Firm

WEALTHSPIRE RETIREMENT ADVISORY

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

California

Registered Investment Advisory firm - (2/9/2006 Terminated)

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Contact information

Main Address

120 Vantis Suite 400, Aliso Viejo, CA 92656

Mailing Address

Phone number

(949) 460-9898

Established

Firm type

Fiscal year end

# of Employees

240

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NFP RETIREMENT (11/20/2025)

Regulatory assets under management

Total Number of Accounts	9,394
AUM (Assets Under Management)	$ 118,031,461,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Vincenzo Fragomeni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincenzo Fragomeni's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHSPIRE RETIREMENT ADVISORY

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

TRIAD ADVISORS LLC

PLANNING SOLUTIONS GROUP, LLC

TRIAD ADVISORS LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

OSAIC WEALTH, INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WEALTHSPIRE RETIREMENT ADVISORY

State Registrations and Notice Filings

Exams

Series 66

Date: 4/21/2005

SIE

Date: 10/1/2018

Series 7

Date: 2/22/2005

Current Firm

WEALTHSPIRE RETIREMENT ADVISORY

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHSPIRE RETIREMENT ADVISORY

TRUST BUT VERIFY

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