TG
Thomas G. Gervase
SPC
Fuquay Varina, NC 27526
Some features on this profile are disabled
CRD#: 4367418
TG
Professional summary
Thomas G. Gervase, who also goes by Thomas Gilhooley Gervase, Thomas Gilhooley Gervase, Thomas G Gervase, Tom Gervase, is a registered financial advisor currently at SPC located in Fuquay Varina, North Carolina and PARKLAND SECURITIES, LLC located in Fuquay Varina, North Carolina.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Thomas has worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Gilhooley Gervase | Thomas Gilhooley Gervase | Thomas G Gervase | Tom Gervase
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THOMAS GERVASE POSITION: Independent Contractor NATURE: Insurance Sales NUMBER OF HOURS: 5 NUMBER OF HRS DURING SECURITIES TRADING: 5. START DATE: 11/01/2019 ADDRESS: 1501 Lakestone Village Lane, Ste. 205D. Fuquay Varina, NC. United States DESCRIPTION: Sale of non-variable insurance products including Life, DI or LTC insurance. INV REL: Y SPARTAN FINANCIAL ADVISORS (DBA) POSITION: Financial Advisor NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 12/22/2022 ADDRESS: 1501 Lakestone Village Lane, Ste. 205D. Fuquay Varina, NC. United States DESCRIPTION: Financial advising and holistic financial, insurance and retirement planning. INV REL: Y
CRS (Client Relationship Summary) - RIA
Click below to view Thomas G. Gervase's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 14, 2024 - Present
SPC
Office #1: 1501 Lakestone Village Lane Ste 205 D, Fuquay Varina, NC 27526RIA
CRD#: 110692
Fuquay Varina, NC
Current
June 14, 2024 - Present
PARKLAND SECURITIES, LLC
Office #1: 1501 Lakestone Village Ln, Ste. 205 D, Fuquay Varina, NC 27526BD
CRD#: 115368
Fuquay Varina, NC
Past
December 14, 2022 - June 18, 2024
GROVE POINT ADVISORS, LLC
RIA
CRD#: 313171
Fuquay Varina, NC
Past
December 14, 2022 - June 18, 2024
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
Fuquay Varina, NC
Past
October 24, 2022 - December 16, 2022
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Greensboro, NC
Past
October 24, 2022 - December 16, 2022
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Greensboro, NC
Past
July 13, 2020 - October 17, 2022
MODERN CAPITAL ADVISORS, LLC
RIA
CRD#: 131117
Raleigh, NC
Past
April 28, 2020 - December 31, 2021
MODERN CAPITAL ADVISORS, LLC
RIA
CRD#: 131117
RALEIGH, NC
Past
March 7, 2020 - October 17, 2022
MODERN CAPITAL SECURITIES INC.
BD
CRD#: 130876
RALEIGH, NC
Past
November 23, 2019 - March 2, 2020
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
BD
CRD#: 130390
RALEIGH, NC
Past
July 7, 2015 - October 11, 2019
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
Garner, NC
Past
April 22, 2014 - October 11, 2019
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
Garner, NC
Past
January 26, 2011 - January 28, 2013
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
RALEIGH, NC
Past
August 27, 2007 - January 18, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
RALEIGH, NC
Past
April 25, 2001 - October 5, 2001
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
California(7/29/2025)
RR
District of Columbia(7/16/2025)
RR
Florida(6/14/2024)
RR
Georgia(6/14/2024)
RR
Illinois(6/14/2024)
RR
Michigan(6/14/2024)
RR
Missouri(8/20/2024)
IAR
North Carolina(6/14/2024)
RR
North Carolina(6/19/2024)
RR
Ohio(6/14/2024)
RR
Pennsylvania(7/14/2025)
RR
South Carolina(6/14/2024)
RR
Texas(6/14/2024)
RR
Virginia(6/14/2024)
RR
Wisconsin(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/29/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Company Information
SPC
CRD#: 110692Fuquay Varina, NC 27526TRUST BUT VERIFY
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