Douglas M. Larson

CETERA INVESTMENT ADVISERS LLC

ELKHORN, NE 68022

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CRD#: 4367220

Professional summary

Douglas Merle Larson is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Elkhorn, Nebraska and CETERA WEALTH SERVICES, LLC located in Elkhorn, Nebraska.

Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Douglas has worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LARSON LABORATORY EGGS, INC; Non-Investment Related; 2916 19th Avenue N, Fort Dodge, IA 50501; Farmland; Director; Start Date 03/2011; No hours per month; Corporation owns farmland that is sharecropped.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Merle Larson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1406 Veterans Drive Suite 205, Elkhorn, NE 68022

RIA

CRD#: 105644

ELKHORN, NE

Current

February 20, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 1406 Veterans Drive Suite 205, Elkhorn, NE 68022

CRD#: 13572

Elkhorn, NE

Past

September 30, 2020 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Elkhorn, NE

Past

January 2, 2013 - October 7, 2020

AVANTAX PLANNING PARTNERS, INC.

RIA

CRD#: 106237

ONAWA, IA

Past

February 10, 2006 - December 31, 2012

AVANTAX PLANNING PARTNERS, INC.

RIA

CRD#: 106237

ONAWA, IA

Past

February 7, 2006 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Elkhorn, NE

Past

August 17, 2004 - February 7, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

OMAHA, NE

Past

August 12, 2004 - February 7, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

OMAHA, NE

Past

April 27, 2004 - May 3, 2004

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

January 2, 2003 - April 21, 2004

KOVACK SECURITIES INC.

CRD#: 44848

FT. LAUDERDALE, FL

Past

August 7, 2001 - December 31, 2002

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

September 12, 2000 - May 19, 2004

EVEREST FUNDS MANAGEMENT LLC

RIA

CRD#: 109560

OMAHA, NE

Past

July 21, 2000 - May 19, 2004

EVEREST INVESTMENT MANAGEMENT LLC

RIA

CRD#: 108842

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(2/20/2025)

Iowa
(2/20/2025)

Kansas
(2/20/2025)

Minnesota
(2/20/2025)

Nebraska
(2/20/2025)

IAR

Nebraska
(2/20/2025)

Ohio
(2/20/2025)

Oklahoma
(3/20/2025)

South Dakota
(2/20/2025)

Texas
(2/20/2025)

IAR

Texas
(4/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/16/2000

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/16/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas M. Larson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Merle Larson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

AVANTAX PLANNING PARTNERS, INC.

AVANTAX PLANNING PARTNERS, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

QUASAR DISTRIBUTORS, LLC

KOVACK SECURITIES INC.

QUASAR DISTRIBUTORS, LLC

EVEREST FUNDS MANAGEMENT LLC

EVEREST INVESTMENT MANAGEMENT LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/2000

Series 65

Date: 5/16/2000

SIE

Date: 10/1/2018

Series 7

Date: 8/6/2001

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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