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JW

John G Wesley

KESTRA ADVISORY SERVICES
Lisle, IL
·CRD# 4367155·25 years registered

Professional Summary

John G Wesley, who also goes by Sean Wesley, John Wesley, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Lisle, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Lisle, Illinois. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. John has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sean Wesley, John Wesley

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years registered in the securities industry

Current & Past Employments

Current

KESTRA ADVISORY SERVICES, LLCCurrent·CRD# 283330
RIA
801 Warrenville Road Suite 200, Lisle, IL 60532
December 2, 2024 - Present
KESTRA INVESTMENT SERVICES, LLCCurrent·CRD# 42046
BD
801 Warrenville Road Suite 200, Lisle, IL 60532
December 2, 2024 - Present

Past

LPL FINANCIAL LLCPast·CRD# 6413
RIA
Glen Ellyn, IL
April 9, 2009 - December 16, 2024
LPL FINANCIAL LLCPast·CRD# 6413
BD
Glen Ellyn, IL
April 9, 2009 - December 16, 2024
MORGAN STANLEY & CO. LLCPast·CRD# 8209
RIA
Oak Brook, IL
April 2, 2007 - April 13, 2009
MORGAN STANLEY & CO. LLCPast·CRD# 8209
BD
Oak Brook, IL
April 2, 2007 - April 13, 2009
MORGAN STANLEY DW INC.Past·CRD# 7556
RIA
Oak Brook, IL
August 7, 2001 - April 2, 2007
MORGAN STANLEY DW INC.Past·CRD# 7556
BD
Oak Brook, IL
May 17, 2001 - April 2, 2007

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/02/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR WESLEY FINANCIAL MANAGEMENT POSITION: Registered Representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/02/2024 ADDRESS: 23w143 Red Oak Drive, Glen Ellyn IL 60137, United States DESCRIPTION: Registered Representative BENET ACADEMY SOCCER COACH POSITION: Assistant soccer coach NATURE: Soccer Coach INVESTMENT RELATED: No # OF HOURS: 35 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2026 ADDRESS: 2200 Maple Avenue, Lisle IL 60532, United States DESCRIPTION: Coach practice and games for the fall season

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/18/2025)
RR
Arizona
(12/2/2024)
RR
California
(12/2/2024)
RR
Colorado
(12/2/2024)
RR
Florida
(12/2/2024)
RR
Georgia
(12/2/2024)
RR
Illinois
(12/2/2024)
IAR
Illinois
(12/2/2024)
RR
Michigan
(12/2/2024)
RR
North Carolina
(12/17/2024)
RR
Oregon
(8/1/2025)
RR
Pennsylvania
(2/5/2025)
RR
Texas
(12/2/2024)
IAR
Texas
(12/2/2024)
RR
Wisconsin
(12/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Jun 2001About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed May 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view John G Wesley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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