JK
John G. Kallis
KESTRA ADVISORY SERVICES
Louisville, KY 40223
Some features on this profile are disabled
CRD#: 4366410
JK
Professional summary
John George Kallis is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Louisville, Kentucky and KESTRA INVESTMENT SERVICES, LLC located in Louisville, Kentucky.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. John has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: JJ Hollis LLC Investment Related: No Address: 13307 Magisterial Dr Louisville KY 40223 Nature of Business: Real Estate Position, Title or Relationship: I'm a 50/50 owner in LLC which owns the real estate. Have no involvement in business operation of restaurant. Start Date: 6/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: NoneBusiness Name: Meritrust Wealth Management Investment Related: Yes Address: 462 S. Fourth St Louisville KY 40202 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Partner Chief Operating Officer Financial Advisor Start Date: 2/1/2010 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Provide financial services, including brokerage and advisory, to clients of our firm.Business Name: Kestra Advisory Services Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor. Partner of firm. Start Date: 2/1/2010 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: I provide investment management services and advice to my clients. As a partner in the firm I participate in firm initiatives and firm objectives both internal and external.
CRS (Client Relationship Summary) - RIA
Click below to view John George Kallis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 18, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 10200 Forest Green Blvd. Suite 407, Louisville, KY 40223RIA
CRD#: 283330
Louisville, KY
Current
November 16, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 10200 Forest Green Blvd. Suite 100, Louisville, KY 40223BD
CRD#: 42046
Louisville, KY
Past
May 1, 2014 - May 7, 2019
MWM ADVISORY
RIA
CRD#: 166411
LOUISVILLE, KY
Past
January 22, 2010 - September 8, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
LOUISVILLE, KY
Past
January 22, 2010 - November 20, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
LOUISVILLE, KY
Past
October 1, 2002 - January 27, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LOUISVILLE, KY
Past
May 9, 2001 - January 27, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/19/2018)
RR
California(9/22/2020)
RR
Colorado(1/16/2019)
RR
Florida(12/13/2018)
RR
Georgia(12/3/2018)
RR
Illinois(11/20/2018)
RR
Indiana(1/8/2019)
RR
Kentucky(12/18/2018)
IAR
Kentucky(12/18/2018)
RR
Michigan(11/16/2018)
RR
Minnesota(5/9/2019)
RR
Montana(8/12/2021)
RR
Nevada(2/9/2022)
RR
New Jersey(5/11/2021)
RR
New Mexico(2/8/2021)
RR
New York(11/16/2018)
RR
North Carolina(1/8/2019)
RR
Ohio(11/16/2018)
RR
Pennsylvania(11/16/2018)
RR
Tennessee(10/30/2024)
RR
Texas(11/21/2018)
IAR
Texas(7/27/2023)
RR
Virginia(12/19/2024)
RR
West Virginia(3/19/2019)
RR
Wisconsin(11/16/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Louisville, KY 40223TRUST BUT VERIFY
Monitor John Kallis
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
