John G. Hurdle

SOUTHSTATE|DUNCANWILLIAMS SECURITIES

Memphis (shelby), TN 38138-7424

Some features on this profile are disabled

CRD#: 4366136

Professional summary

John Grady Hurdle is a registered financial professional currently at SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. located in Memphis (shelby), Tennessee.

John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Grady Hurdle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2014 - Present

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

Office #1: 6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424

CRD#: 6950

Memphis (shelby), TN

Past

August 20, 2012 - March 7, 2014

STERNE, AGEE & LEACH, INC.

CRD#: 791

MEMPHIS, TN

Past

March 15, 2010 - July 10, 2012

CANTOR FITZGERALD & CO.

CRD#: 134

MEMPHIS, TN

Past

June 3, 2009 - March 16, 2010

HILLTOP SECURITIES INC.

CRD#: 6220

MEMPHIS, TN

Past

August 25, 2006 - July 2, 2009

ICBA SECURITIES

CRD#: 24088

MEMPHIS, TN

Past

July 28, 2006 - July 2, 2009

VINING-SPARKS IBG, LLC

CRD#: 27502

MEMPHIS, TN

Past

February 22, 2005 - August 8, 2006

TRUIST SECURITIES, INC.

CRD#: 6271

MEMPHIS, TN

Past

May 31, 2001 - February 22, 2005

NBC CAPITAL MARKETS GROUP, INC.

CRD#: 18229

MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/4/2019)

California
(4/9/2014)

Maryland
(1/8/2019)

Missouri
(7/15/2014)

New York
(10/1/2019)

Oklahoma
(1/8/2019)

Oregon
(4/9/2014)

Tennessee
(4/9/2014)

Texas
(4/9/2014)

Utah
(9/4/2018)

Washington
(4/9/2014)

Exams

State Security Law Exam

Series 63

Date: 5/11/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/30/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

A. DUNCAN WILLIAMS, INC. | SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. | DUNCAN-WILLIAMS, INC. | DUNCAN-WILLIAMS WEALTH MANAGEMENT GROUP

CRD#: 6950 / SEC#: 801-68820, 8-18971

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6750 Poplar Avenue Suite 300, Memphis, TN 38138

Mailing Address

6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424

Phone number

(901) 260-6800

Established

Tennessee since 03/31/1969

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
SOUTHSTATE BANK, NATIONAL ASSOCIATION	OWNER
BONONNO, JOSEPH KEMP	CHIEF FINANCIAL OFFICER	7437632
CHERRY, JAMES CROWELL	CHIEF COMPLIANCE OFFICER	2870353
HODGES, STUART LEE	SVP, PRESIDENT	7370566
HOWARD, HEATHER DIANE	CORPORATE SECRETARY/COMPLIANCE OFFICER	4349745
TUCKER, KIMBERLY SHAY	OPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER	7370391

Disclosures

Regulatory Event	9
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stacey Hyde

ENVISION FINANCIAL PLANNING, LLC

IAR

Memphis, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John G. Hurdle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Grady Hurdle's CRS (Customer Relationship Summary).

Certified licenses

Experience

STERNE, AGEE & LEACH, INC.

CANTOR FITZGERALD & CO.

HILLTOP SECURITIES INC.

ICBA SECURITIES

VINING-SPARKS IBG, LLC

TRUIST SECURITIES, INC.

NBC CAPITAL MARKETS GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/11/2001

SIE

Date: 10/1/2018

Series 7

Date: 5/30/2001

FINRA

Current Firm

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

TRUST BUT VERIFY

Similar Advisors