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Fernan E. Lopez

STRATEGIC ADVISERS LLC
SAN FRANCISCO, CA
Some features on this profile are disabled
CRD#: 4366120
FL

Professional summary

Fernan E Lopez, who also goes by Fern Enrique Lopez, Fernando Enrique Lopez Jr, Fernando Lopez, Fernan E Lopez, Fernan Enrique Lopez, Fernan Lopez, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in San Francisco, California and FIDELITY BROKERAGE SERVICES LLC located in Salt Lake City, Utah.

Fernan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Fernan has worked at 9 firms and has passed the Series 63, Series 65, Series 6TO, Series 7TO, SIE, Series 22 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Fern Enrique Lopez | Fernando Enrique Lopez Jr | Fernando Lopez | Fernan E Lopez | Fernan Enrique Lopez | Fernan Lopez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independent Contractor, Fernan Lopez - Self 735 Dolores Street #1 San Francisco, CA 94110, Provide language translation services, 1/2017, approx 10 hrs mo., $15K annual comp. Kaiser Permanente, Health Insurance, 11/2009, $110 annual comp. ,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fernan E Lopez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 49 North 400 West, Salt Lake City, UT 84101
RIA
CRD#: 104555
SAN FRANCISCO, CA
Current

September 19, 2024 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 49 North 400 West, Salt Lake City, UT 84101
BD
CRD#: 7784
Salt Lake City, UT
Past

December 4, 2024 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
SAN FRANCISCO, CA
Past

August 24, 2023 - September 13, 2024

SECURE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 141195
San Francisco, CA
Past

December 7, 2022 - July 18, 2023

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
SAN FRANCISCO, CA
Past

October 2, 2022 - July 18, 2023

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
SAN FRANCISCO, CA
Past

February 16, 2017 - July 13, 2022

SF BENEFITS

RIA
CRD#: 143553
SAN FRANCISCO, CA
Past

September 13, 2004 - November 2, 2005

EQUITY SERVICES, INC.

RIA
CRD#: 265
SAN FRANCISCO, CA
Past

October 10, 2002 - November 2, 2005

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT
Past

April 12, 2002 - October 3, 2002

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
DULUTH, GA
Past

December 19, 2001 - April 12, 2002

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/19/2024)
IAR
California
(3/31/2025)
RR
Montana
(9/19/2024)
RR
Texas
(12/3/2024)
IAR
Texas
(3/31/2025)
RR
Utah
(9/19/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/5/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/26/2004
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 9/20/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/1/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/19/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 12/4/2004
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/18/2001
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

CRD#: 104555San Francisco, CA

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