Brendan Tully

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CRD#: 4365969

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brendan Tully, who also goes by Brendan William Tully, was a registered financial professional .

Brendan is a previously registered financial professional and started their career in finance in 2001. Brendan had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brendan William Tully

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 21, 2022 - January 7, 2025

STRATEGIC WEALTH MANAGEMENT GROUP

RIA

CRD#: 125882

NEW YORK, NY

Past

September 26, 2018 - May 12, 2022

TOUCHSTONE ADVISORS INC

RIA

CRD#: 107028

New York, NY

Past

September 26, 2018 - May 12, 2022

TOUCHSTONE SECURITIES, INC.

CRD#: 1526

CINCINNATI, OH

Past

January 27, 2015 - January 4, 2018

HARTFORD FUNDS

RIA

CRD#: 147746

NEW YORK, NY

Past

December 9, 2014 - December 31, 2014

HARTFORD FUNDS

RIA

CRD#: 147746

NEW YORK, NY

Past

December 8, 2014 - January 4, 2018

HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995

WAYNE, PA

Past

March 24, 2014 - December 4, 2014

FORESIDE ASSOCIATES, LLC

CRD#: 13494

PORTLAND, ME

Past

June 11, 2010 - March 18, 2014

CARILLON FUND DISTRIBUTORS, INC.

CRD#: 139749

ST. PETERSBURG, FL

Past

December 19, 2005 - June 2, 2010

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

NEW YORK, NY

Past

December 1, 2005 - June 2, 2010

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

STAMFORD, CT

Past

March 14, 2005 - December 16, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

STAMFORD, CT

Past

December 13, 2004 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 20, 2002 - November 30, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

STAMFORD, CT

Past

November 20, 2002 - November 30, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 6, 2001 - November 8, 2002

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC WEALTH MANAGEMENT GROUP

STRATEGIC ADVISORS LLC | STRATEGIC WEALTH MANAGEMENT GROUP

CRD#: 125882 / SEC#: 801-64228

RIA

Registered Investment Advisory firm - (5/16/2005 Approved)

New York

Registered Investment Advisory firm - (5/19/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/13/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/5/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/14/2002

General Securities Principal Examination

Current Firm

STRATEGIC WEALTH MANAGEMENT GROUP

STRATEGIC ADVISORS LLC | STRATEGIC WEALTH MANAGEMENT GROUP

CRD#: 125882 / SEC#: 801-64228

RIA

Registered Investment Advisory firm - (5/16/2005 Approved)

New York

Registered Investment Advisory firm - (5/19/2005 Terminated)

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Contact information

Main Address

1776 Broadway Suite 1900, New York, NY 10019

Mailing Address

Phone number

(212) 489-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWMG ADV PART 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	850
AUM (Assets Under Management)	$ 758,261,588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brendan Tully

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TOUCHSTONE ADVISORS INC

TOUCHSTONE SECURITIES, INC.

HARTFORD FUNDS

HARTFORD FUNDS

HARTFORD FUNDS DISTRIBUTORS, LLC

FORESIDE ASSOCIATES, LLC

CARILLON FUND DISTRIBUTORS, INC.

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

E*TRADE SECURITIES LLC

Primary Firm SEC Registration

STRATEGIC WEALTH MANAGEMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/2001

Series 63

Date: 7/13/2001

SIE

Date: 10/1/2018

Series 7

Date: 7/5/2001

Series 24

Date: 1/14/2002

Current Firm

STRATEGIC WEALTH MANAGEMENT GROUP

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

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