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MB

Mark L. Bobruff

TUMOLO WEALTH MANAGEMENT LLC
East Lyme, CT 06333
Some features on this profile are disabled
CRD#: 4365757
MB

Professional summary

Mark Lehman Bobruff, who also goes by Mark Bobruff, is a registered financial advisor currently at TUMOLO WEALTH MANAGEMENT LLC located in East Lyme, Connecticut.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 16 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mark Bobruff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Lehman Bobruff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 14, 2026 - Present

TUMOLO WEALTH MANAGEMENT LLC

Office #1: 339 Flanders Road Suite 102, East Lyme, CT 06333
RIA
CRD#: 330567
East Lyme, CT
Past

November 14, 2024 - January 28, 2026

LPL ENTERPRISE, LLC

RIA
CRD#: 8733
SHELTON, CT
Past

November 14, 2024 - January 28, 2026

LPL ENTERPRISE, LLC

BD
CRD#: 8733
SHELTON, CT
Past

April 29, 2021 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
Glastonbury, CT
Past

March 31, 2021 - November 14, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Glastonbury, CT
Past

February 27, 2018 - September 11, 2019

TD AMERITRADE, INC.

RIA
CRD#: 7870
NEW HAVEN, CT
Past

February 26, 2018 - September 11, 2019

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
NEW HAVEN, CT
Past

February 26, 2018 - September 11, 2019

TD AMERITRADE, INC.

BD
CRD#: 7870
NEW HAVEN, CT
Past

January 24, 2017 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA
CRD#: 169988
SAINT LOUIS, MO
Past

September 2, 2015 - February 26, 2018

SCOTTRADE, INC.

BD
CRD#: 8206
NEW HAVEN, CT
Past

May 3, 2012 - September 1, 2015

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
SHELTON, CT
Past

March 22, 2012 - September 1, 2015

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SHELTON, CT
Past

September 8, 2011 - March 23, 2012

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
FARMINGTON, CT
Past

September 8, 2011 - March 23, 2012

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
FARMINGTON, CT
Past

June 5, 2008 - July 26, 2011

GLOBAL PORTFOLIO STRATEGIES, INC.

RIA
CRD#: 105812
HARTFORD, CT
Past

June 5, 2008 - July 26, 2011

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
HARTFORD, CT
Past

May 11, 2006 - May 30, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
WALLINGFORD, CT
Past

May 11, 2006 - May 30, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WALLINGFORD, CT
Past

January 19, 2005 - May 5, 2006

NEWALLIANCE INVESTMENTS, INC.

RIA
CRD#: 126880
NORTH HAVEN, CT
Past

January 28, 2004 - May 5, 2006

NEWALLIANCE INVESTMENTS, INC.

BD
CRD#: 126880
NEW HAVEN, CT
Past

February 10, 2003 - January 15, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
NEW HAVEN, CT
Past

January 17, 2003 - January 15, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

July 11, 2001 - January 29, 2003

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
HARTFORD, CT
Past

May 7, 2001 - January 29, 2003

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(1/14/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/24/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 5/30/2006
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 5/4/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 10/3/2006
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 9/18/2006
General Securities Sales Supervisor - Options Module Examination

Current Firm

TW
TUMOLO WEALTH MANAGEMENT LLC
TUMOLO WEALTH MANAGEMENT LLC

CRD#: 330567 / SEC#: 801-135413

Connecticut
Registered Investment Advisory firm - (5/16/2024 Approved)
Florida
Registered Investment Advisory firm - (11/8/2024 Approved)
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Contact information

Main Address
339 Flanders Road Suite 102, East Lyme, CT 06333
Mailing Address
Phone number
(860) 650-3005
Established
Firm type
Fiscal year end
# of Employees
7

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TWM ADV PART 2A (1/27/2026)

Regulatory assets under management

Total Number of Accounts639
AUM (Assets Under Management)$ 134,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TUMOLO WEALTH MANAGEMENT LLC

CRD#: 330567East Lyme, CT 06333

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