Joanna M. Mummert

AMERITAS ADVISORY SERVICES

Burien, WA

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CRD#: 4365656

Professional summary

Joanna Marie Mummert is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Burien, Washington and AMERITAS INVESTMENT COMPANY, LLC located in Burien, Washington.

Joanna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Joanna has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*ALPHA OMEGA WEALTH; SAME AS RESIDENCE; INV-REL; INSURANCE PRODUCT SALES; INDEPENDENT AGENT; START DATE=03/2014; HRS/MO=160; TRADING HRS/MO=5; LIFE, DI, FIXED INDEXED ANNUITY SALES; *ASEA LLC; 1488 WEST PLEASANT VIEW DR, PLEASANT GROVE UT 84062; NON-INV REL; HEALTH CARE SUPPLEMENT; PRODUCT REP; START DATE=6/2014; HRS/MO=1; TRADING HRS/MO=0; HEALTH SUPPLEMENT REFERRAL INCOME; *VENTURES NON PROFIT; 2100 24TH AVE S STE 380 SEATTLE WA 98144; NON-INV REL; BUSINESS BASICS COURSE INSTRUCTOR FOR LOW INCOME; INSTRUCTOR; START DATE=07/2016; HRS/MO=16; TRADING HRS/MO=0; COURSE INSTRUCTOR IN ENGLISH AND SPANISH, BUSINESS BASICS AND SALES WORKSHOPS; *LYLAS NEWCASTLE LLC; SAME AS RESIDENCE; NON-INV REL; PERSONAL INVESTING IN HOUSE FIX AND FLIPS; SINGLE MEMBER LLC; START DATE=01/2017; HRS/MO=5; TRRADING HRS/MO=0; PERSONAL CASH INVESTMENT REAL ESTATE PURCHASE AND FIX AND FLIP * RELM Appraisal Group, LLC; 3500 188th St SW, Ste 465, Lynnwood, WA 98037; not in-vel; Real Estate Appraiser Trainee; start date=9/22; hrs/mo=80; trading hrs/mo=40; acquiring supervised appraisal trainingv * Rental Property; 201 E 6th St, Bishop, TX 78343; non-inv rel; Rental Property; Owner; start date=11/2021; hrs/mo=1; trading hrs/mo=1; Owner of a rental property

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joanna Marie Mummert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2023 - Present

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

Burien, WA

Current

August 23, 2019 - Present

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

Burien, WA

Past

September 3, 2021 - May 15, 2023

THE ASCENT GROUP, LLC

RIA

CRD#: 314424

NEWCASTLE, WA

Past

August 27, 2019 - November 5, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

LINCOLN, NE

Past

February 21, 2014 - December 22, 2017

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

Burien, WA

Past

February 14, 2014 - December 22, 2017

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

Burien, WA

Past

February 28, 2012 - December 31, 2013

CETERA ADVISORS LLC

RIA

CRD#: 10299

KIRKLAND, WA

Past

February 28, 2012 - December 31, 2013

CETERA ADVISORS LLC

CRD#: 10299

KIRKLAND, WA

Past

January 5, 2012 - February 28, 2012

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

KIRKLAND, WA

Past

December 22, 2011 - February 28, 2012

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

RENTON, WA

Past

April 29, 2003 - December 31, 2009

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

SEATTLE, WA

Past

December 19, 2001 - December 31, 2009

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/23/2019)

Washington
(8/23/2019)

IAR

Washington
(5/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/24/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/22/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joanna M. Mummert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joanna Marie Mummert's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

THE ASCENT GROUP, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

PACIFIC WEST SECURITIES, INC.

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST SECURITIES, INC.

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/24/2002

SIE

Date: 12/22/2017

Series 7

Date: 12/18/2001

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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