Tim Patrick Murphy Mr.
Professional Summary
Tim Patrick Murphy MR. is a registered financial advisor currently at KEYBANC CAPITAL MARKETS INC. located in Portland, Oregon. Tim is registered as a RR (Registered Representative) and started their career in finance in 2001. Tim has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
MARINER
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MARINER
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MARINER
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MARINER
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Years of Experience
25 years in the financial services industry
Current & Past Employments
Similar Advisors
MARINER
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Current Firm
GRADISON ASSET MANAGEMENT | MCDONALD INVESTMENTS INC. | MCDONALD & COMPANY SECURITIES, INC. | MCDONALD & COMPANY | KEYBANC CAPITAL MARKETS INC.
Contact Information
Main Address
127 Public Square, Cleveland, OH 44114Mailing Address
127 Public Square, Cleveland, OH 44114Phone Number
(216) 689-0803Established
Ohio since 05/18/1983Firm Type
CorporationFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | — |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
Regulatory Event
40Arbitration
15Bond
1Similar Advisors
MARINER
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
MARINER
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(4/13/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
Similar Advisors
MARINER
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Tim Patrick Murphy MR.'s CRS (Customer Relationship Summary).
Similar Advisors
MARINER
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
