SL
Stacey L. Lavender
G. A. REPPLE & COMPANY
Jurupa Valley, CA
Some features on this profile are disabled
CRD#: 4365033
SL
Professional summary
Stacey Lynn Lavender, who also goes by Stacey L Lavender, Stacey Lynn Lavender-mayes, Stacey Lynn Mayes, is a registered financial advisor currently at G. A. REPPLE & COMPANY located in Jurupa Valley, California and KINGSWOOD WEALTH ADVISORS, LLC located in Jurupa Valley, California.
Stacey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Stacey has worked at 31 firms and has passed the Series 66, Series 82TO, Series 52TO, Series 99TO, SIE, Series 7, Series 28, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stacey L Lavender | Stacey Lynn Lavender-Mayes | Stacey Lynn Mayes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***SEE EMPLOYMENT HISTORY FOR DETAIL OF FIRMS UNDER CONSULTING FIRMS*** COMPLIERS CONSULTING SERVICES aka CCS, NON-INVESTMENT RELATED, 4987 FIREBIRD CT, RIVERSIDE, CA 92509, COMPLIANCE CONSULTING, MANAGING PARTNER, 26% OWNERSHIP, START DATE MAY 2021, 10 HOURS PER MONTH, 0 DURING TRADING, INVESTMENTS COMPLIANCE CONSULTING SERVICES STACEY LYNN LAVENDER-MAYS INC aka SLLM INC, dba RRMP, and GAR, NON-INVESTMENT RELATED, 4987 FIREBIRD CT RIVERSIDE CA 92509, INDEPENDENT COMPLIANCE CONSULTANT, REGULATOR AND COMPLIANCE CONSULTING, START 05/2017, 5-10 HOURS PER MONTH, 0 DURING TRADING HOURS, CONSULT ON REGULATORY & COMPLIANCE ISSUES COMPLIANCE CONSULTING SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Stacey Lynn Lavender's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2024 - Present
G. A. REPPLE & COMPANY
RIA
BD
CRD#: 17486
Jurupa Valley, CA
Current
February 3, 2025 - Present
KINGSWOOD WEALTH ADVISORS, LLC
RIA
CRD#: 288792
Jurupa Valley, CA
Current
January 10, 2019 - Present
SEQUENCE FINANCIAL SPECIALISTS LLC
Office #1: 181 E. Evans St Suite C1, Btc-001, Florence, SC 29506BD
CRD#: 132915
Florence, SC
Current
February 15, 2021 - Present
DALMORE GROUP LLC
BD
CRD#: 136352
MCDONOUGH, GA
Current
April 23, 2024 - Present
G. A. REPPLE & COMPANY
Office #1: 101 Normandy Rd, Casselberry, FL 32707RIA
BD
CRD#: 17486
Casselberry, FL
Current
February 3, 2025 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 11440 W. Bernardo Ct Suite 300, San Diego, CA 92127BD
CRD#: 288898
San Diego, CA
Current
February 11, 2025 - Present
EXEMPLAR CAPITAL, LLC
Office #1: 265 Franklin Street Suite 1702, Boston, MA 02110BD
CRD#: 155786
BOSTON, MA
Current
February 26, 2025 - Present
QUOIN CAPITAL LLC
Office #1: 175 Strafford Avenue Suite 1, Wayne, PA 19087BD
CRD#: 136160
WAYNE, PA
Current
August 27, 2025 - Present
ZENITH SECURITIES LLC
Office #1: 100 First Stamford Place Suite 330, Stamford, CT 06902BD
CRD#: 138135
STAMFORD, CT
Past
February 25, 2025 - September 24, 2025
BOSONIC SECURITIES
BD
CRD#: 317012
SPEARFISH, SD
Past
December 21, 2021 - February 28, 2025
LEVEL FOUR ADVISORY SERVICES
RIA
CRD#: 134086
JURUPA VALLEY, CA
Past
July 28, 2021 - November 17, 2021
MYWALLST ADVISORY LLC
RIA
CRD#: 311970
Los Angeles, CA
Past
May 30, 2021 - January 18, 2023
FTX CAPITAL MARKETS LLC
BD
CRD#: 158816
New York, NY
Past
February 17, 2021 - August 9, 2022
GREENTIGER SECURITIES LLC
BD
CRD#: 306011
Beverly Hills, CA
Past
January 14, 2021 - August 31, 2022
SECURRENCY SECURITIES INC.
BD
CRD#: 309087
BEDFORD HILLS, NY
Past
November 6, 2020 - October 28, 2022
PALM TREE SECURITIES LLC
BD
CRD#: 307831
Los Angeles, CA
Past
July 14, 2020 - January 18, 2023
CHERRY TRADING
BD
CRD#: 306249
West Hollywood, CA
Past
June 15, 2020 - December 31, 2021
DOO FINANCIAL US, INC.
BD
CRD#: 24409
FORT WORTH, TX
Past
May 13, 2020 - June 1, 2021
CULTIVATE CAPITAL GROUP, LLC
BD
CRD#: 300634
BRIDGEWATER, NJ
Past
January 3, 2020 - August 28, 2020
HB SECURITIES, LLC
BD
CRD#: 140356
Beverly Hills, CA
Past
May 22, 2019 - April 3, 2020
IFP SECURITIES, LLC
BD
CRD#: 297287
TAMPA, FL
Past
December 5, 2018 - December 31, 2019
HB SECURITIES, LLC
BD
CRD#: 140356
Los Angeles, CA
Past
June 8, 2018 - December 21, 2021
LEVEL FOUR FINANCIAL, LLC
RIA
CRD#: 25700
Riverside, CA
Past
February 13, 2018 - February 28, 2025
LEVEL FOUR FINANCIAL, LLC
BD
CRD#: 25700
Riverside, CA
Past
January 13, 2018 - April 2, 2018
CASH APP INVESTING LLC
BD
CRD#: 144076
PORTLAND, OR
Past
December 17, 2014 - May 24, 2018
NMS CAPITAL ASSET MANAGEMENT, INC.
RIA
CRD#: 149678
BEVERLY HILLS, CA
Past
December 11, 2014 - May 30, 2018
HB SECURITIES, LLC
BD
CRD#: 140356
BEVERLY HILLS, CA
Past
December 9, 2014 - October 6, 2015
NMS CAPITAL SECURITIES, LLC
BD
CRD#: 107401
BEVERLY HILLS, CA
Past
December 10, 2012 - March 5, 2014
LEVEL FOUR FINANCIAL, LLC
RIA
CRD#: 25700
MOBILE, AL
Past
December 7, 2012 - March 5, 2014
LEVEL FOUR FINANCIAL, LLC
BD
CRD#: 25700
MOBILE, AL
Past
August 20, 2012 - November 15, 2012
GENTRY SECURITIES LLC
BD
CRD#: 155142
NEW YORK, NY
Past
June 21, 2012 - August 22, 2012
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
GULFPORT, MS
Past
June 20, 2012 - August 22, 2012
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
GULFPORT, MS
Past
October 6, 2005 - November 21, 2011
LEVEL FOUR FINANCIAL, LLC
RIA
CRD#: 25700
MOBILE, AL
Past
September 29, 2005 - November 21, 2011
LEVEL FOUR FINANCIAL, LLC
BD
CRD#: 25700
MOBILE, AL
Past
March 23, 2005 - October 4, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
NEWBURGH, IN
Past
March 4, 2005 - October 4, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 4, 2005 - October 4, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
April 7, 2004 - May 20, 2004
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
October 24, 2003 - April 2, 2004
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
May 15, 2001 - November 12, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KINGSWOOD WEALTH ADVISORS, LLC
3G WEALTH | UNIVERSITY PLANNING PARTNERS | UNIVERSAL FINANCIAL CONSULTANTS | TRINITY CAPITAL MANAGEMENT | THE COLLINS GROUP | SUTTER WEALTH MANAGEMENT | STEPHENS INVESTMENTS & WEALTH MANAGEMENT SOLUTIONS | STEPHAN AND ASSOCIATES WEALTH MANAGEMENT | STEGER FINANCIAL GROUP/THE EFFICIENT EDGE | SOUTHERN EDGE WEALTH SOLUTIONS | SIMINOU WEALTH MANAGEMENT | SECURIET WEALTH | SECURIAN WEALTH | ROHR CAPITAL MANAGEMENT | REPUBLIC CAPITAL GROUP | RENAISSANCE DIGITAL INVESTMENTS | RANDIE J ENTERPRISES/RJE | PROVIDENT PLACE WEALTH ADVISORS LLC | PROSPERITY WEALTH MANAGEMENT | PHOENIX ASSET ADVISORS | PCM ASSOCIATES LTD | PARADIGM WEALTH SERVICES, INC. | LOWREY WEALTH MANAGEMENT | LOEFFLER WEALTH MANAGEMENT | LIBERTY WEALTH MANAGEMENT | LAKEVIEW ASSET MANAGEMENT | KINGSWOOD WEALTH ADVISORS, LLC | KINGSWOOD FAMILY OFFICE | JHG FINANCIAL ADVISORS | INTEGRATED FINANCIAL PLANNING CENTER | GUARDIAN | GRANITE BAY CAPITAL MANAGEMENT | GOODSON WEALTH MANAGEMENT | GLENWOOD FINANCIAL PARTNERS | FRAMEPOINT PARTNERS, LP FRAMEPOINT | FOWLER FINANCIAL GROUP LLC | FINANCIAL & RETIREMENT STRATEGIES, INC. | FERNEAU ASSET MANAGEMENT | FAISON WEALTH STRATEGY | ENDEAVOR INVESTMENT RESOURCES | ELEVATE WEALTH MANAGEMENT | DYNAMIC FINANCIAL | DEFREZE FINANCIAL SERVICES | DANNAH INVESTMENTS | COMPLETE WEALTH 360 | CHALICE WEALTH ADVISORS, LLC | CHALICE WEALTH ADVISORS | CARDINAL CAPITAL PARTNERS | BRIDGERLAND FINANCIAL ADVISORS, LLC | BRIDGERLAND FINANCIAL | BREWER WEALTH MANAGEMENT | BOND HARBOR FINANCIAL ADVISORS | BLUEPRINT WEALTH SOLUTIONS | BLUEPOINT WEALTH MANAGEMENT | BIRCHWOOOD WEALTH ADVISORS | BIANCHI FINANCIAL PARTNERS | BANNER WEALTH AND LEGACY PLANNING | APEX FINANCIAL | ANDERSON TEAM FINANCIAL | ANDERSON FINANCIAL GROUP | ADMIRALTY WEALTH MANAGEMENT
CRD#: 288792 / SEC#: 801-110755
RIA
Registered Investment Advisory firm - (7/3/2017 Approved)Arizona
Registered Investment Advisory firm - (1/31/2018 Terminated)District of Columbia
Registered Investment Advisory firm - (1/31/2018 Terminated)Maryland
Registered Investment Advisory firm - (3/2/2018 Terminated)Michigan
Registered Investment Advisory firm - (1/26/2018 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(8/26/2024)
RR
California(11/1/2024)
RR
Florida(8/26/2024)
IAR
Florida(8/26/2024)
RR
Pennsylvania(3/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 9/19/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
KW
KINGSWOOD WEALTH ADVISORS, LLC
3G WEALTH | UNIVERSITY PLANNING PARTNERS | UNIVERSAL FINANCIAL CONSULTANTS | TRINITY CAPITAL MANAGEMENT | THE COLLINS GROUP | SUTTER WEALTH MANAGEMENT | STEPHENS INVESTMENTS & WEALTH MANAGEMENT SOLUTIONS | STEPHAN AND ASSOCIATES WEALTH MANAGEMENT | STEGER FINANCIAL GROUP/THE EFFICIENT EDGE | SOUTHERN EDGE WEALTH SOLUTIONS | SIMINOU WEALTH MANAGEMENT | SECURIET WEALTH | SECURIAN WEALTH | ROHR CAPITAL MANAGEMENT | REPUBLIC CAPITAL GROUP | RENAISSANCE DIGITAL INVESTMENTS | RANDIE J ENTERPRISES/RJE | PROVIDENT PLACE WEALTH ADVISORS LLC | PROSPERITY WEALTH MANAGEMENT | PHOENIX ASSET ADVISORS | PCM ASSOCIATES LTD | PARADIGM WEALTH SERVICES, INC. | LOWREY WEALTH MANAGEMENT | LOEFFLER WEALTH MANAGEMENT | LIBERTY WEALTH MANAGEMENT | LAKEVIEW ASSET MANAGEMENT | KINGSWOOD WEALTH ADVISORS, LLC | KINGSWOOD FAMILY OFFICE | JHG FINANCIAL ADVISORS | INTEGRATED FINANCIAL PLANNING CENTER | GUARDIAN | GRANITE BAY CAPITAL MANAGEMENT | GOODSON WEALTH MANAGEMENT | GLENWOOD FINANCIAL PARTNERS | FRAMEPOINT PARTNERS, LP FRAMEPOINT | FOWLER FINANCIAL GROUP LLC | FINANCIAL & RETIREMENT STRATEGIES, INC. | FERNEAU ASSET MANAGEMENT | FAISON WEALTH STRATEGY | ENDEAVOR INVESTMENT RESOURCES | ELEVATE WEALTH MANAGEMENT | DYNAMIC FINANCIAL | DEFREZE FINANCIAL SERVICES | DANNAH INVESTMENTS | COMPLETE WEALTH 360 | CHALICE WEALTH ADVISORS, LLC | CHALICE WEALTH ADVISORS | CARDINAL CAPITAL PARTNERS | BRIDGERLAND FINANCIAL ADVISORS, LLC | BRIDGERLAND FINANCIAL | BREWER WEALTH MANAGEMENT | BOND HARBOR FINANCIAL ADVISORS | BLUEPRINT WEALTH SOLUTIONS | BLUEPOINT WEALTH MANAGEMENT | BIRCHWOOOD WEALTH ADVISORS | BIANCHI FINANCIAL PARTNERS | BANNER WEALTH AND LEGACY PLANNING | APEX FINANCIAL | ANDERSON TEAM FINANCIAL | ANDERSON FINANCIAL GROUP | ADMIRALTY WEALTH MANAGEMENT
CRD#: 288792 / SEC#: 801-110755
RIA
Registered Investment Advisory firm - (7/3/2017 Approved)Arizona
Registered Investment Advisory firm - (1/31/2018 Terminated)District of Columbia
Registered Investment Advisory firm - (1/31/2018 Terminated)Maryland
Registered Investment Advisory firm - (3/2/2018 Terminated)Michigan
Registered Investment Advisory firm - (1/26/2018 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11440 W. Bernardo Court Suite 300, San Diego, CA 92127
Mailing Address
126 E 56th Suite 3l, New York, NY 10022
Phone number
(800) 535-6981
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,250 |
| AUM (Assets Under Management) | $ 2,470,940,336 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
