Daryl B. Hesselink
Professional summary
Daryl Blaine Hesselink is a registered financial advisor currently at OSAIC WEALTH, INC. located in Cheboygan, Michigan.
Daryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Daryl has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daryl Blaine Hesselink's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daryl Blaine Hesselink's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 10595 N Straits Highway Ste. 301, Cheboygan, MI 49721May 10, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 10595 N Straits Highway Ste. 301, Cheboygan, MI 49721June 24, 2011 - May 11, 2023
ON INVESTMENT MANAGEMENT CO
January 11, 2005 - May 11, 2023
THE O.N. EQUITY SALES COMPANY
August 12, 2003 - January 18, 2005
SECURIAN FINANCIAL SERVICES, INC.
March 12, 2001 - July 24, 2003
CAPITAL BROKERAGE CORPORATION
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2023)
(5/10/2023)
(6/1/2023)
(5/10/2023)
(5/10/2023)
(5/10/2023)
(5/10/2023)
Exams
Series 62
Date: 10/12/2011
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Cheboygan, MI 49721TRUST BUT VERIFY
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