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RW

Runpei Wang

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CRD#: 4364982
RW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Runpei Wang was a registered financial professional .

Runpei is a previously registered financial professional and started their career in finance in 2001. Runpei had worked at 2 firms and has passed the Series 7 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Anthem, Inc. Investment-related? No, health insurance Address: 220 Virginia Ave., Indianapolis, IN 46204 Nature: Health insurance Position: Analyst Title: Investment Consultant Start date: July 2007 Hours/month: 160 hours, full time Hours during trading hours: 8 hours Duties: Compliance management, state deposits management and investment guidelines

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 19, 2022 - December 31, 2023

FANG YUAN CAPITAL, LLC

RIA
CRD#: 312990
ZIONSVILLE, IN
Past

March 6, 2001 - June 4, 2002

CAIN BROTHERS & COMPANY, LLC

BD
CRD#: 13649
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 3/5/2001
General Securities Representative Examination

Current Firm

FY
FANG YUAN CAPITAL, LLC
FANG YUAN CAPITAL, LLC

CRD#: 312990 / SEC#:

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Contact information

Main Address
Zionsville, IN
Mailing Address
Phone number
(317) 331-1181
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FANG YUAN CAPITAL, LLC

CRD#: 312990

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