Scott F. Fox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Franklin Fox, who also goes by Scott Fox, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2001. Scott had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2019 - November 12, 2021
SLATE CREEK CAPITAL, LLC
October 18, 2017 - March 26, 2019
COPPER RIVER ADVISORS LLC
November 13, 2014 - August 6, 2015
BGC FINANCIAL, L.P.
December 17, 2009 - November 11, 2014
INSTITUTIONAL CASH DISTRIBUTORS, LLC
September 4, 2008 - April 30, 2010
MERRIMAN CAPITAL, INC.
January 26, 2007 - September 11, 2008
JANUS HENDERSON DISTRIBUTORS US LLC
April 7, 2006 - December 14, 2006
ADVISORS ASSET MANAGEMENT, INC.
March 22, 2006 - December 14, 2006
ADVISORS ASSET MANAGEMENT, INC.
October 14, 2005 - March 10, 2006
CAROLINA CAPITAL MARKETS, INC.
November 1, 2004 - March 22, 2005
JEFFERIES LLC
July 21, 2004 - November 1, 2004
BONDS DIRECT SECURITIES LLC
January 12, 2004 - July 15, 2004
LEGG MASON WOOD WALKER, INCORPORATED
October 14, 2003 - January 22, 2004
BONDHUB, INC.
June 4, 2001 - October 9, 2003
CAROLINA CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SLATE CREEK CAPITAL, LLC
CRD#: 301857 / SEC#: 801-115294
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 2,027,019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
