Tamica A. Beckham

SOFI SECURITIES LLC

New York, NY 10014

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CRD#: 4364822

Professional summary

Tamica Ang'lete Beckham, who also goes by Tamica A Beckham, Tamika Beckham, Tamica A Beckham Smith, is a registered financial professional currently at SOFI SECURITIES LLC located in New York, New York.

Tamica is registered as a RR (Registered Representative) and started their career in finance in 2002. Tamica has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tamica A Beckham | Tamika Beckham | Tamica A Beckham Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tamica Ang'lete Beckham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2019 - Present

SOFI SECURITIES LLC

Office #1: 860 Washington Street 2nd Floor, New York, NY 10014Office #2: 500 Dupont Field Blvd St 100, Greenville, DE 19807

CRD#: 151717

New York, NY

Past

January 14, 2015 - September 23, 2019

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

April 8, 2008 - April 3, 2014

WEDBUSH SECURITIES INC.

CRD#: 877

LOS ANGELES, CA

Past

May 19, 2005 - January 14, 2008

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW CASTLE, DE

Past

January 1, 2004 - May 16, 2005

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

December 19, 2002 - January 1, 2004

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

September 6, 2002 - January 7, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(11/22/2019)

New York
(8/8/2024)

Exams

State Security Law Exam

Series 63

Date: 11/1/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/13/2021

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/7/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SOFI SECURITIES LLC

BOHICA SECURITIES LLC | SOFI SECURITIES LLC

CRD#: 151717 / SEC#: , 8-68389

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

234 1st Street, San Francisco, CA 94105

Mailing Address

234 1st Street, San Francisco, CA 94105

Phone number

(855) 525-7634

Established

New York since 08/04/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SOCIAL FINANCE, LLC.	MEMBER
BURKE, RYAN	PRESIDENT	5016797
CLARK, TYLER	PRINCIPAL OPERATIONS OFFICER	4085018
SEFFINGER, MARK	CHIEF COMPLIANCE OFFICER	2294049
WADDELL, ALEXIS VINCENT	FINOP	7337272

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tamica A. Beckham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tamica Ang'lete Beckham's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

WEDBUSH SECURITIES INC.

HSBC SECURITIES (USA) INC.

PNC WEALTH MANAGEMENT LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/1/2002

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/5/2002

Series 4

Date: 3/13/2021

Series 24

Date: 3/7/2009

FINRA

Current Firm

SOFI SECURITIES LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SOFI SECURITIES LLC

TRUST BUT VERIFY

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