Katherine Stein Balson
Professional Summary
Katherine Stein Balson, who also goes by Katherine Jean Stein, is a registered financial advisor currently at CONSENSUS SECURITIES LLC located in Norwood, Massachusetts. Katherine is registered as a RR (Registered Representative) and started their career in finance in 2001. Katherine has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Katherine Jean Stein
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
CONSENSUS ORIGIN SECURITIES LLC | CONSENSUS SECURITIES LLC
Contact Information
Main Address
100 River Ridge Drive Suite 202, Norwood, MA 02062Mailing Address
100 River Ridge Drive Suite 202, Norwood, MA 02062Phone Number
(617) 437-6500Established
Massachusetts since 05/28/2007Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/5/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Aug 2024About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Katherine Stein Balson's CRS (Customer Relationship Summary).
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